AFC Transaction and Names Screening Monitoring SME and Team Head

at  Deutsche Bank

POSITION OVERVIEW

Regulation, Compliance and Anti-Financial Crime (AFC) protect the integrity and reputation of Deutsche Bank. They manage the Bank’s risks and help to avoid unintentional rule breaches and conflicts of interest. At the same time, they also advise on ethical conduct, governance issues and keep our organisation up-to-date on regulatory and political challenges.

YOUR SKILLS AND EXPERIENCE

Degree in business administration or law or a successfully completed training with relevant appropriate professional qualification;
Experience within the area of Anti Financial Crime, Transaction Monitoring and MROS SAR filings, as well as knowledge of national and international regulations related to AFC topics like Sanctions and Embargoes, Transaction Monitoring, KYC, PEP and Adverse Media;
Experience in management and leadership;
Excellent data and analytical skills combined with the ability to interpret and draw conclusions from big data sets using excel pivot tables, etc;
Experience working with control functions, policy teams, and external regulatory frameworks and bodies in the financial sector;
Excellent communication skills both written and verbal along with stakeholder management skills with demonstrated ability to influence across local globally dispersed teams;
Fluent knowledge of English and German &/or French (spoken and written);

AFC Transaction and Names Screening Monitoring SME and Team Head consisting of:

• Manage and supervise the AFC Transaction and Names Screening Monitoring Team including AML Investigations and MROS SAR filings;
• Ensures adequate assessment of transactions monitoring alerts, AML investigations, SAR filings and names screening related matters escalated from Business and mainly responsible for Swiss monitoring and SAR processes, programs and guidance;
• Responsibility for the transaction monitoring system, e.g. defines monitoring parameters in the underlying transaction monitoring system, annual review of the existing parameters, review complex alerts, offer training to new joiners
• Conducts investigations re AML relevant transactions and topics together with Business incl. preparation of MROS SAR filings
• Responsible for analysing current transaction monitoring and Name-List-Screening process end to end operating model and identify opportunities to improve operational efficiency within the Bank’s screening processes and risk appetite framework
• Takes care of the client screening system and assesses hits escalated by the system or by Business;
• Coordinate and manage related audits and reviews
• Oversight and responsible to carry UAT / RTB relevant issues related to Monitoring, GoAML process, Names screenings banking tools;
• Oversight and responsible to ensure release of payment transactions in the relevant IT-systems
• Responsible for coordinating with the business units and operations teams to define and deliver efficiency and effectiveness initiatives;
• Coordinate with Business Units, Operations, COO and IT functions to ensure timely implementation of changes, escalating where required to ensure timely mitigation;
• Support and produce analysis, reporting and materials for executive presentation;
• Participate and present in local, regional and global forums related to Transaction Monitoring, AML investigations and Names Screening;
• Participate in local, regional and global AFC projects