Analyst - AML

at  IQEQ

Company Description
IQ-EQ is part of a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide.

Job Description

• Primarily responsible for the onboarding of new Serviced Entities, including completion of CDD and KYC checks.
• Undertaking Customer Risk Assessments and SERR Assessments, as required.
• Review of CDD and EDD to ensure in line with AML Code requirements.
• Perform PEP and Sanction screening and open source media screening on request, including setting up and monitoring Google alerts.
• Completion of both Trigger Event and Periodic reviews of Serviced Entities in line with applicable policies, procedures, and guidance notes.
• Assist with the coordination of monthly CDD meetings with administration teams regarding all outstanding CDD.

• Proactively contribute to project work as required. Page 2 of 4 • Reporting key stakeholders, including senior leadership, Risk and Compliance, and Group Risk & Compliance.

• Feedback to and coaching off administration teams in respect of themes, and areas of improvement of the onboarding and ongoing monitoring process.

Qualifications

BACKGROUND EXPERIENCE -

• Experience within the offshore finance Industry, ideally in a trust and corporate services business.
• Experience managing, and/or performing reviews and risk assessments.
• Knowledge of, and familiarity with, legal and regulatory requirements applicable to trust and corporate services businesses in Isle of Man, including standards and best practice of supra national bodies such as FATF/Moneyval.
• Corporate Governance experience and an understanding and experience of risk mitigation.

COMPUTER / PROGRAM KNOWLEDGE -

• A good working knowledge of Word, Excel, Outlook, and IT systems generally.
• A good working knowledge of the IQ EQ systems: SERR, Inflow, and Imagein.

COMPANY, PRODUCT, AND MARKET KNOWLEDGE -

• Strong understanding of the Company’s policies, procedures, and structure.
• Demonstratable understanding of complex structures, beneficial ownership, and tax driven ownership vehicles.
• Demonstratable understanding of exempt schemes, Class 3 services to exempt schemes, and investor due diligence requirements.
• Awareness of the fiduciary and fund sector and the services IQ EQ & FNTC offers.

Please refer the Job description for details