Audit and Compliance Support Officer, OFF

at  State Street

Who we are looking for:
The Alpha Platform Engineering team seeks a highly organized, energetic Officer to join our Engineering Operations team. If you are detail-oriented, eager to learn, and passionate about enhancing engineering SDLC practices, this position is ideal for you.
Why this role is important to us
The Audit and Compliance Support Officer will assist with audit and compliance tasks in the global Alpha Platform Engineering organization. Knowledge of SDLC and product development in Financial Services or similar regulated sectors is preferred. This role will work with various CRD departments and represent Engineering in enterprise-level regulatory programs.

As an Audit and Compliance Support Officer you will:

• Oversee and conduct tasks such as collecting evidence and crafting responses for both internal and external audit inquiries
• Create essential reports to ensure compliance and continuously review them to identify and correct potential issues proactively.
• Work alongside Business Risk Management, SaaS Ops, the corporate SDLC Office, and other relevant departments as needed.

What we value:

• Become proficient in SDLC policies, procedures, standards, and controls. Make sure all relevant documents and artifacts are continuously reviewed and updated.
• Gain a deep knowledge of CRD SDLC processes and help enforce the required controls to uphold policies and procedures
• Conduct random audits to verify the team’s adherence to the SDLC processes, offering feedback to address any failures or gaps.

Education and Preferred Qualifications:

• B.S. or B.A degree.
• A minimum of 3 years of relevant professional experience in a regulated industry preferably Finance.
• Strong organizational abilities, dedicated to meeting deadlines and expectations, while maintaining high standards of delivery.
• Outstanding verbal and written communication abilities, coupled with the confidence to interact effectively across all tiers of the organization
• Innovative problem-solver, tenacious, self-motivated, detail-oriented, and well-organized
• Strong grasp of project management methods, tools, and practices
• Effective collaborator – cultivate robust working relationships with all levels of the engineering team
• Familiarity with Jira/Confluence, ServiceNow, DevOps, and basic SQL query development is advantageous

About State Street
What we do. State Street is one of the largest custodian banks, asset managers and asset intelligence companies in the world. From technology to product innovation we’re making our mark on the financial services industry. For more than two centuries, we’ve been helping our clients safeguard and steward the investments of millions of people. We provide investment servicing, data & analytics, investments research & trading and investment management to institutional clients.
Work, Live and Grow. We make all efforts to create a great work environment. Our benefits packages are competitive and comprehensive. Details vary in locations, but you may expect generous medical care, insurance and savings plans among other perks. You’ll have access to flexible Work Program to help match your needs. And our wealth of development programs and educational support will help you reach your full potential.
Inclusion, Diversity and Social Responsibility. We truly believe our employees’ diverse backgrounds, experience and perspective are a powerful contributor to creating an inclusive environment where everyone can thrive and reach their maximum potential while adding value to both our organization and our clients. We warmly welcome the candidates of diverse origin, background, ability, age, sexual orientation, gender identity and personality. Another fundamental value at State Street is active engagement with our communities around the world, both as a partner and a leader. You will have tools to help balance your professional and personal life, paid volunteer days, matching gift program and access to employee networks that help you stay connected to what matters to you.
State Street’s Speak Up Lin

Please refer the Job description for details