Business Compliance Officer - Market Supervisory

at  Pictet

YOUR TEAM

The Pictet Group is one of the world’s leading independent wealth and asset managers. Founded in 1805 and headquartered in Geneva, Switzerland, the Group is represented in 30 offices in financial centres worldwide, currently employing over 5,000 people.
Pictet Wealth Management combines more than 200 years of Swiss banking heritage with global investment expertise. The Partner-owned financial service group offers a comprehensive service for wealthy individuals and families including discretionary and advisory investment solutions and family office services.
You will be joining Pictet Wealth Management to support the PWM CBC Market Supervisory based in Geneva, team primarily responsible for managing the following risks for PWM & PAS: market abuse detection and prevention, identification of dormant relationships as well as monitoring of shareholding disclosure for Pictet Group entities.

• Shareholding disclosure: analysing and handling daily alerts reported by the internal monitoring tool; taking part in regulatory and legal watch;.
• Market abuse: analysing and handling transaction alerts related to insider trading or price manipulation monitoring; taking part in regulatory and legal watch.
• Dormant accounts: identifying, following up and monitoring dormant accounts.
• Team environment framework: be a team member player in implementing an effective Compliance-related monitoring plan, measures and controls to enable an adequate regulatory risk review.
• Business support: providing support for advising to the business and senior management relating to all covered regulatory matters.
• Assisting the team in carrying out other regulatory functions as required.
• Be part of maintaining key internal relationships to foster a positive compliance culture through communication and training, and providing staff with timely and pragmatic advice on day-to-day issues.