Capital Markets Middle Office Specialist, Self-Inspection Analyst

at  Wells Fargo

At Wells Fargo, we are looking for talented people who will put our customers at the center of everything we do. We are seeking candidates who embrace diversity, equity, and inclusion in a workplace where everyone feels valued and inspired. Help us build a better Wells Fargo. It all begins with outstanding talent. It all begins with you.

APPLICANTS WITH DISABILITIES

To request a medical accommodation during the application or interview process, visit Disability Inclusion at Wells Fargo .

WELLS FARGO RECRUITMENT AND HIRING REQUIREMENTS:

a. Third-Party recordings are prohibited unless authorized by Wells Fargo.
b. Wells Fargo requires you to directly represent your own experiences during the recruiting and hiring process

Required Qualifications:

• 2+ years of Capital Markets industry experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, educatio

Desired Qualifications:

• Ability to articulate issues, risks, and proposed solutions to various levels of staff and management
• Strong analytical skills with high attention to detail and accuracy
• Ability to identify risk factors and ensure enactment of appropriate controls
• Knowledge of Capital Markets and understanding of loan, securities, and derivative products
• Advanced Microsoft Office (Outlook, Excel, Word, PowerPoint, MS Teams, and SharePoint) skills
• Excellent verbal, written, and interpersonal communication skills
• Ability to work effectively, as well as independently, in a team environment
• Effective organizational, multi-tasking, and prioritizing skills
• Ability to work in a fast-paced deadline driven environmen

Wells Fargo is seeking a Capital Markets Middle Office Specialist; Self-Inspection Analyst within the Process Review & Enhancement (PRE) team as a part of Corporate Investment Banking Operations. Learn more about the career areas and business divisions at wellsfargojobs.com .

In this role, you will:

• Manage, organize, and track CIB Operations-wide risk, control, and process improvement initiatives
• Execute reviews/assessments at a detailed control or function level
• Issue report outs with analyses of the current risk and control environment
• Collaborate with the business units to assess and evaluate the design and performance of existing controls and processes, identify control gaps and measure the effectiveness of controls
• Provide insights into trending around increased risk exposure
• Collaborate with risk partners in Audit, Compliance, Operational Risk, and Operations’ LOBs to actively manage risk initiatives
• Make recommendations for enhancements to existing or new functions/controls to further mitigate risk
• Partner with senior business leaders to rate the control environment
• Summarize key operational risk and control data elements for the CIB Operations team
• Serve as a consultant for the Operations team as issues arise or new processes are implemented
• Perform ad-hoc analysis for other CIB Operations teams as required

Required Qualifications:

• 2+ years of Capital Markets industry experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education

Desired Qualifications:

• Ability to articulate issues, risks, and proposed solutions to various levels of staff and management
• Strong analytical skills with high attention to detail and accuracy
• Ability to identify risk factors and ensure enactment of appropriate controls
• Knowledge of Capital Markets and understanding of loan, securities, and derivative products
• Advanced Microsoft Office (Outlook, Excel, Word, PowerPoint, MS Teams, and SharePoint) skills
• Excellent verbal, written, and interpersonal communication skills
• Ability to work effectively, as well as independently, in a team environment
• Effective organizational, multi-tasking, and prioritizing skills
• Ability to work in a fast-paced deadline driven environment

Job Expectations:

• Ability to work a hybrid schedule
• Willingness to work on-site at stated location on the job opening
• This position is not eligible for Visa sponsorship

Posting Location:

• 550 S Tryon St, Charlotte, NC 28202

This position is subject to FINRA Background Screening Requirements, including successful completion and clearing of a background check. Internal transfers are subject to comply with 17 CRF 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which states that Associated Persons should not be subject to statutory disqualification. Successful candidates must also meet ongoing regulatory requirements including additional screening and are required to report certain incidents.
Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation, and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit’s risk appetite and all risk and compliance program requirements.