Chief Compliance Officer

at  HUB International

HUB Capital
Canada
At HUB Capital, we pride ourselves on fostering an environment dedicated to professional growth and client-centric values. As part of the HUB International family, we specialize in offering tailored financial solutions, empowering our clients across Canada to achieve their long-term goals through our network of independent financial advisors. Our commitment to excellence extends beyond delivering top-tier products – it encompasses a culture that values collaboration, innovation, and continuous learning.

THE OPPORTUNITY:

As the Chief Compliance Officer (CCO) at HUB Capital, a mutual fund dealer level member of the Canadian Investment Regulatory Organization, you’ll play a key role in ensuring our organization operates and is positioned for growth within the boundaries of regulatory requirements and industry standards. You will provide strategic leadership to the HUB Management team and be responsible for HUB’s compliance program across Canada, overseeing risk management, policies, procedures, regulatory reporting, examinations, investigations and, directly guide the National Compliance Team. Your responsibilities will encompass all aspects of compliance and require a deep understanding of financial products, strategies, regulations, and industry best practices.
This individual will come with a proven track record of leadership in compliance, who can seamlessly navigate the intricacies of industry-specific regulations. Ethical integrity is crucial, and a commitment to upholding the highest standards of compliance is a must.
We value strong analytical skills, industry experience, the ability to assess compliance risks comprehensively and find innovative solutions. Adaptability is vital, given the ever-evolving regulatory landscape, and meticulous attention to detail ensures that our national compliance programs are robust and effective. We are looking for someone who possesses unwavering conviction and resilience in their decisions, fosters collaboration within teams, and approaches problem-solving proactively.

Please refer the Job description for details