Clients Funds Protection Officer

at  Trading212

OUR MISSION IS TO ENABLE EVERYONE TO BUILD WEALTH

We reinvent how trading and investing work by creating exceptional products people love.
Fostering a culture of excellence and high velocity is the key to our success.
Over the past few years, our client base has grown 20 times to over 3 million, and client assets have grown over 50 times to over €4 billion.

• Ensure client funds are segregated and protected in line with internal policies, regulatory standards, and industry best practices.
• Stay informed on regulatory changes and implement necessary adjustments to maintain compliance.
• Regularly update client funds-related matters, including potential risks and control issues to the Group Head of Client Assets and Board.
• Work closely with client assets, operations, finance, legal, and compliance teams to ensure a cohesive client-fund protection approach.
• Serve as the primary point of contact for client funds-related queries and issues for the entity.
• Identify and report all incidents and breaches of the Client Funds protection regulations to the Group Head of Client Assets.
• Work with teams to develop and execute breach remediation plans, ensuring timely resolution.
• Implement and maintain a robust framework to identify control gaps and weaknesses across the organization.
• Partner with relevant teams to enhance controls and minimize risks to client funds.
• Stay updated with the latest developments in CASS regulations and guide the firm on best practices.