Compliance Associate

at  Koch Minerals Trading

London, England, United Kingdom -

Start DateExpiry DateSalaryPosted OnExperienceSkillsTelecommuteSponsor Visa
Immediate13 Apr, 2025Not Specified14 Jan, 2025N/AThinking SkillsNoNo
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Description:

WHO YOU ARE (BASIC QUALIFICATIONS)

  • Experience in a legal or compliance function of a commodities-related business.
  • Educated to degree level or equivalent.
  • Good organizational, project management, analytical, critical thinking skills and good judgement that leads to effective action.

WHO WE ARE

As a Koch company, Koch Supply & Trading (KS&T) specializes in the innovative procurement, exchange, and delivery of essential commodity products and services that empower our daily way of life. We pursue the development of investments into successful ventures and new, transformative platforms.
At Koch, employees are empowered to do what they do best to make life better. Learn how our business philosophy helps employees unleash their potential while creating value for themselves and the company.
Additionally, everyone has individual work and personal needs. We seek to enable the best work environment that helps you and the business work together to produce superior results.

LI-JD

How To Apply:

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Responsibilities:

  • Opportunities to lead compliance initiatives and act as the deputy for the UK Compliance Officer.
  • Assisting with business impact assessment, regulatory change management, and implementation programs.
  • Extensive dialogue with traders and their business support teams, counterparties, regulatory authorities, various trade associations and working groups.
  • Maintain necessary compliance polices, and documentation.
  • Monitoring legislative and regulatory developments relevant to KS&T’s business.
  • FCA reporting.
  • Delivery of training.
  • AML/KYC onboarding oversight/checks.
  • Responding to Exchange enquiries.
  • Monitoring trades/surveillance.


REQUIREMENT SUMMARY

Min:N/AMax:5.0 year(s)

Financial Services

Finance

Graduate

Proficient

1

London, United Kingdom