Compliance Lead, Conduct Compliance & Ethics ENC

at  ING

We are looking for you, if you:

• Have experience in functionally leading CC&E in managing risks arising from Unfair Customer Treatment, Market Competitive Conduct, Organisational Risk as outlined in Compliance Risk Library as well as providing CC&E Compliance advisory and monitoring support to local Compliance teams in Wholesale Banking offices,
• Know how to identify, assess and monitor the compliance risks as to assist, support & advise Management and Business lines in fulfilling its compliance responsibilities, as well as advise any employee or officer with respect to their (personal) compliance obligations.

English- C2

You’ll get extra points for:

• People Leading experience,
• Proven knowledge and dealing with ESG risk,
• Understanding and practical appliance of behavioral risk.

Your responsibilities:

• Functionally steer the compliance function to support ING in being an integrity-led bank; being compliant with applicable laws and regulations and doing the right things the right way,
• Lead the execution of activities aimed at mitigating the Compliance risks under your remit,
• Accountable for:
• advisory activities (both client (segment)/deal related and in relation to underlying processes),
• training, awareness & communication, and
• Compliance oversight including monitoring & reporting on CC&E related risks;
• Support, lead, strategize and develop the team at local level including all related activities (e.g. HR related activities, performance management),
• As a CC&E content matter expert, and decision maker, make responsible decisions as well as for proposing solutions to be implemented,
• Accountable for the roll-out, execution, uniformity and follow-ups of the relevant CC&E risk-specific Risk Assessments in ENC,
• Support the Compliance QA team to execute the QA, KCTs and challenge the 1st line KCTs, acting as a Subject Matter Expert where needed,

Identify, execute, monitor and report on local culture initiatives

• Perform additional tasks as requested by the Regional Head of Compliance ENC and the Global Head of CC&E.

Information about the squad:
The Lead for Regional CC&E team will responsible hierarchically for the team (2 FTEs) and coordinating/directing functionally local CC&E in WB countries within European Network Countries (Austria, Bulgaria, Czechia, France, Hungary, Ireland, Slovakia, Switzerland and Ukraine).
The role naming convention in the global ING job architecture will be “Lead Compliance II”

• Functionally steer the compliance function to support ING in being an integrity-led bank; being compliant with applicable laws and regulations and doing the right things the right way,
• Lead the execution of activities aimed at mitigating the Compliance risks under your remit,
• Accountable for:
• advisory activities (both client (segment)/deal related and in relation to underlying processes),
• training, awareness & communication, and
• Compliance oversight including monitoring & reporting on CC&E related risks;
• Support, lead, strategize and develop the team at local level including all related activities (e.g. HR related activities, performance management),
• As a CC&E content matter expert, and decision maker, make responsible decisions as well as for proposing solutions to be implemented,
• Accountable for the roll-out, execution, uniformity and follow-ups of the relevant CC&E risk-specific Risk Assessments in ENC,
• Support the Compliance QA team to execute the QA, KCTs and challenge the 1st line KCTs, acting as a Subject Matter Expert where needed