Compliance Manager

at  Connells group

Job Description

COMPLIANCE MANAGER - OTE £40K

Are you passionate about ensuring regulatory excellence and delivering top-notch outcomes for customers? Mortgage Intelligence Holdings (MIH) is seeking a dedicated Compliance Manager to play a pivotal role in our commitment to maintaining high standards set by the Financial Conduct Authority (FCA).

SKILLS AND EXPERIENCE

• Relevant Experience Proven experience in compliance roles within financial services, ideally in intermediary mortgage and insurance firms.
• Team Management Demonstrated ability to manage, motivate, and develop teams effectively.
• Proactivity Willingness to take responsibility for enhancing team efficiency and accountability.
• Regulatory Knowledge Strong understanding of MCOB, ICOBS, DISP, data protection, and money laundering regulations.
• Problem-Solving Ability to identify root causes and develop improvement plans.
• Leadership Lead by example to create a positive working environment.
• Communication Excellent written and verbal communication skills for insightful reporting.
• Attention to Detail Meticulous attention to detail.
• IT Proficiency Strong IT skills.

WHO WE ARE:

We’re a mortgage and insurance network and club, supporting advisers for over 25 years. Founded in 1996, we started life as a lead generation company and have grown into the multi-award-winning network and club we are today. You’ll benefit from our wealth of industry experience, premium network and club services and expertise in business growth.
MS01850
Job Reference: MS0185

• Team Leadership Oversee and guide the Compliance Team, ensuring proactive decision-making and operational efficiency.
• People Management Conduct regular 1:1s, appraisals, and team meetings to foster development and motivation within your team.
• Training & Development Support and enhance the skills of the Compliance Team through targeted training initiatives.
• Client Outcomes Continuously seek opportunities to improve client outcomes and refine our compliance function and control frameworks.
• Risk Management Analyze management information to identify and mitigate customer and business risks.
• Reporting Prepare detailed reports for the Board and Committees, offering actionable recommendations to address weaknesses.
• Stakeholder Collaboration Work closely with key business areas and stakeholders to implement MIH’s compliance strategies.
• Industry Knowledge Stay updated with industry trends and compliance knowledge to support your personal development.