Ebury is a hyper-growth FinTech firm, named in 2021 as one of the top 15 European Fintechs to work for by AltFi. We offer a range of products including FX risk management, trade finance, currency accounts, international payments and API integration.

KEY REQUIREMENTS

• Expert understanding of the FCA Handbook and relevant Compliance regulations including FSMA2000, FSMA(RAO), MiFID, MAR and EMIR and any other relevant regulations as these apply to MiFID Investment Firms.
• Knowledge and understanding of MIFIDPRU is considered an advantage;
• Knowledge and previous experience with second line advisory for CASS;
• Knowledge and previous experience in Policy drafting, reviewing and development;
• Knowledge and previous experience in regulatory reporting obligations and transaction reporting;
• Responsible for the ongoing performance of Horizon Scanning and development of Gap Analysis as to the new requirements;
• Development and Implementation of new controls based on applicable regulations;
• Experience and responsible for advisory in controls including, Complaints, breaches, conflicts of interest, personal account dealing and others;
• Previous knowledge in working with internal and external auditors and dealing with recommendations;
• Expert knowledge in reading, understanding and providing analysis of regulation both in the UK and abroad.
• Previous experience in the development of Frameworks and Proposals for the development of new verticals and products;
• Knowledge in completing Management Information;
• Creation and ongoing development of trainings to various business areas;
• Expert knowledge in recordkeeping and log keeping;
• Expert knowledge in relationship management to various stakeholders.
• Main point of escalation for all Compliance related topics (G&E, Conduct, Conflict of Interest, Cross Border, AML, EDD, PEP, SAR, Sanctions, etc)
• Provide advice and support to local Front Office staff on all aspects of regulatory compliance
• Main point of contact concerning the internal and external audits for Ebury Partners Markets Limited (EPM)
• Produce monthly/quarterly management information for EPM
  

  LI-CD1

Please refer the Job description for details