Compliance Manager, Wealth (9 month fixed term)

at  Bendigo and Adelaide Bank

Sydney, New South Wales, Australia -

Start DateExpiry DateSalaryPosted OnExperienceSkillsTelecommuteSponsor Visa
Immediate16 Nov, 2024Not Specified18 Aug, 2024N/AGood communication skillsNoNo
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Description:

Compliance Manager, Wealth (9 month fixed term)
As Compliance Manager, Wealth and reporting to the Senior Manager Risk & Compliance, Wealth you will support the further development, implementation and management of the compliance framework.

In particular you will be:

  • Actively be involved in testing, reviewing, and monitoring compliance obligations
  • Assessing regulatory change impacts and supporting implementation.
  • Identifying and supporting potential control uplifts to ensure obligations are met
  • Preparation of regulatory responses and notifications
  • Supporting the division with additional training requirements to meet obligations.
  • Reviewing disclaimers, marketing material and regulatory requirement documents

Responsibilities:

To be successful in this role you will have

  • Tertiary qualifications in Legal, Management or Business-related fields with RG 146 Qualifications ideal
  • Strong understanding and practical working Compliance experience within in Banking and Financial Services (Line 1 or 2)
  • Experience and knowledge of wealth products including regulations, legislation and processes with an understanding of Funds Management and Superannuation preferred
  • Excellent communication skills both verbal and written with highly developed influencing skills
  • Strong collaboration and relationship management to deliver on organisational outcomes.
  • Proven ability to manage multiple and complex tasks and meet deadline


REQUIREMENT SUMMARY

Min:N/AMax:5.0 year(s)

Banking/Mortgage

Banking / Insurance

BFSI

Graduate

Proficient

1

Sydney NSW, Australia