Compliance Manager, Wealth (9 month fixed term)
at Bendigo and Adelaide Bank
Sydney, New South Wales, Australia -
Start Date | Expiry Date | Salary | Posted On | Experience | Skills | Telecommute | Sponsor Visa |
---|---|---|---|---|---|---|---|
Immediate | 16 Nov, 2024 | Not Specified | 18 Aug, 2024 | N/A | Good communication skills | No | No |
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Description:
Compliance Manager, Wealth (9 month fixed term)
As Compliance Manager, Wealth and reporting to the Senior Manager Risk & Compliance, Wealth you will support the further development, implementation and management of the compliance framework.
In particular you will be:
- Actively be involved in testing, reviewing, and monitoring compliance obligations
- Assessing regulatory change impacts and supporting implementation.
- Identifying and supporting potential control uplifts to ensure obligations are met
- Preparation of regulatory responses and notifications
- Supporting the division with additional training requirements to meet obligations.
- Reviewing disclaimers, marketing material and regulatory requirement documents
Responsibilities:
To be successful in this role you will have
- Tertiary qualifications in Legal, Management or Business-related fields with RG 146 Qualifications ideal
- Strong understanding and practical working Compliance experience within in Banking and Financial Services (Line 1 or 2)
- Experience and knowledge of wealth products including regulations, legislation and processes with an understanding of Funds Management and Superannuation preferred
- Excellent communication skills both verbal and written with highly developed influencing skills
- Strong collaboration and relationship management to deliver on organisational outcomes.
- Proven ability to manage multiple and complex tasks and meet deadline
REQUIREMENT SUMMARY
Min:N/AMax:5.0 year(s)
Banking/Mortgage
Banking / Insurance
BFSI
Graduate
Proficient
1
Sydney NSW, Australia