Compliance Officer

at  Capital

We are a leading trading platform that is ambitiously expanding to the four corners of the globe. Our top-rated products have won prestigious industry awards for their cutting-edge technology and seamless client experience. We deliver only the best, so we are always in search of the best people to join our ever-growing talented team.

REQUIREMENTS:

• Bachelor’s degree in Business Administration, Law, Finance, Economics or a related field,
• At least 3 years of experience in a similar position either in a compliance department within the Forex sector or a relevant compliance consulting firm,
• Strong understanding of relevant industry regulations, standards, and best practices,
• Exceptional analytical skills with the ability to interpret complex data and draw meaningful insights,
• Fluency in English is a must,
• Excellent written and verbal communication skills for preparing reports, presenting findings, and collaborating with diverse stakeholders,
• Proficiency in using compliance management software and tools,
• Ability to work independently, prioritize tasks, and manage multiple projects simultaneously.
• High ethical standards and a commitment to maintaining confidentiality.
• Strong interpersonal skills to effectively collaborate with colleagues at all levels of the organization.

• Ensure that the Italian business of Capital.com (Branch and cross border services offered in Italy from the Headquarter) is conducted in compliance with the Italian regulation and accordingly to Group’s Compliance standards,
• Provide support and advice in relation to extraordinary transactions of any kind and projects to implement new products/services/markets, and liaising with the internal departments,
• Monitor of regulatory developments applicable to the Italian branch,
• Provide support and guidance for the implementation of regulations,
• Participate in the Compliance Risk Assessment ensuring effective contribution in assessing Compliance risks including support due to define second level controls,
• Provide assistance and advice to the Broker top management and to the departments involved in the brokerage business,
• Write opinions or answers to questions on legislative interpretation in the area of competence,
• Support in preparation and amendment of contracts with retail and institutional customers on financial services and products related to compliance themes, review of contracts with strategies partners such as issuers of financial instruments and products (e.g. confidentiality agreements and memorandum of understanding, placement agreements/distribution agreements for financial products) in the area of competence, taking into account the applicable regulations, interpretations provided by the competent authority or opinions expressed by the relevant trade associations and the compliance department.