Compliance Officer

at  Get Staffed Online Recruitment

EXPERIENCE

• Ideally our client is looking for someone with mortgage admin experience, with a good grounding and understanding of working on a regulatory environment.
• Experience of working under pressure, prioritising and working to tight deadlines is essential.
• It is essential that you have good computer skills, including but not limited to Microsoft applications.

QUALIFICATIONS

• Ideally you will need to be CeMap qualified (or willing to work towards it) and have admin experience in an office environment

• Analysis of the materials provided to consider whether the promotions pose a risk of harm to the network or consumers.
• To ensure compliance in line with regulatory requirements within the network. Providing and recording approval to firms in respect of stationery, financial promotions and other customer facing materials, including social media
• Ensure accurate records are maintained, concerns are escalated, and any corrective action taken where appropriate.