Compliance Officer
at Spire Solicitors
Norwich NR1 4DY, , United Kingdom -
Start Date | Expiry Date | Salary | Posted On | Experience | Skills | Telecommute | Sponsor Visa |
---|---|---|---|---|---|---|---|
Immediate | 22 Dec, 2024 | Not Specified | 26 Sep, 2024 | N/A | Good communication skills | No | No |
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Description:
We are currently recruiting for a Compliance Officer to join our Compliance team.
This role is an excellent opportunity to provide support to the team and wider firm, working in a fast-paced environment, whilst ensuring high standards of client care are carried out in a professional and pleasant environment.
THE CANDIDATE:
We are seeking a candidate that has previous experience in a Compliance role. The candidate should have excellent time management, organisational, IT and communication skills, accurate typing abilities, a willingness to learn new skills, knowledge and expertise in the field, exceptional attention to detail and the ability to communicate in a friendly, professional and confidential manner to both colleagues and clients.
The role available will suit those with a positive and flexible approach and an ability to remain calm under pressure in order to project the image and ethos of the firm at all times.
Responsibilities:
As a Compliance Officer at Spire, you would:
- Assisting with the client on-boarding processes by incepting new clients or amending existing records, performing searches and conflict checks in accordance with Compliance and Anti money Laundering (AML) regulation and internal protocols.
- Supporting with AML compliance and due diligence checks, including international client due diligence and international client inception vetting and assisting with AML risk assessments.
- Administering the full range of compliance registers such as complaints, professional indemnity claims and regulatory breaches.
- Overseeing the Riliance (Access) system (setting up new colleagues, dealing with user enquiries, monitoring a range of entries made by colleagues)
- Assisting with administration around the preparation for accreditation audits of Lexcel, CQS, LawNet & WIQS
- Perform sanction list checks including notices from HM Government, against records.
- Ensure compliance with SRA, Lexcel, Law Society Quality Scheme standards, SRA Accounts Rules and accounting requirements.
- Work collaboratively and collegiately with colleagues and successfully manage client relationships.
- Demonstrate teamwork and relationship building skills.
- Display willingness to nurture and teach junior members of the team, if required.
REQUIREMENT SUMMARY
Min:N/AMax:5.0 year(s)
Accounting
Accounts / Finance / Tax / CS / Audit
Accounts Management
Graduate
Proficient
1
Norwich NR1 4DY, United Kingdom