Compliance Senior Associate
at Arrow Search Partners
Boston, Massachusetts, USA -
| Start Date | Expiry Date | Salary | Posted On | Experience | Skills | Telecommute | Sponsor Visa |
|---|---|---|---|---|---|---|---|
| Immediate | 15 Feb, 2025 | USD 110000 Annual | 16 Nov, 2024 | 4 year(s) or above | Regulatory Compliance,Communication Skills | No | No |
Required Visa Status:
| Citizen | GC |
| US Citizen | Student Visa |
| H1B | CPT |
| OPT | H4 Spouse of H1B |
| GC Green Card |
Employment Type:
| Full Time | Part Time |
| Permanent | Independent - 1099 |
| Contract – W2 | C2H Independent |
| C2H W2 | Contract – Corp 2 Corp |
| Contract to Hire – Corp 2 Corp |
Description:
ABOUT THE COMPANY:
Our client is a leading alternative investment firm with over $160 billion in AUM. The firm invests in credit, fixed income, venture capital, and real estate companies. The Senior Associate will assist with advice and guidance, address business specific issues, and draft business policies and procedures tailored to the firm.
REQUIREMENTS:
- Bachelor’s degree required
- 4-6 years of related compliance experience
- Working knowledge of regulatory compliance and Advisers Act regulation
- Strong written communication skills
How To Apply:
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Responsibilities:
- Develop and implement all compliance requirements in the business
- Assist with compliance assurance matters and examination readiness
- Assist in the investor onboarding process related to compliance with AML and KYC policies and procedures
- Respond to issues and questions identified by surveillance staff
- Ensure relevant regulatory filings are submitted appropriately
- Communicate to management all issues and risks that need to be addressed
REQUIREMENT SUMMARY
Min:4.0Max:6.0 year(s)
Financial Services
Accounts / Finance / Tax / CS / Audit
Finance
Graduate
Proficient
1
Boston, MA, USA
