Compliance Surveillance Analyst

at  Macquarie Group

Manila, Fifth District, Philippines -

Start DateExpiry DateSalaryPosted OnExperienceSkillsTelecommuteSponsor Visa
Immediate18 Nov, 2024Not Specified22 Aug, 2024N/AGood communication skillsNoNo
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Description:

Compliance Surveillance Analyst
Our Compliance Control Room is part of the Risk Management Group and manages Macquarie’s information barriers, conflicts of interest, transaction management and position reporting, in addition to research compliance advisory.
At Macquarie, our advantage is bringing together diverse people and empowering them to shape all kinds of possibilities. We are a global financial services group operating in 34 markets and with 55 years of unbroken profitability. You’ll be part of a friendly and supportive team where everyone - no matter what role - contributes ideas and drives outcomes.

Responsibilities:

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You will be responsible for the surveillance over the firm’s information barriers and review of the firm’s trading activities for Restricted List violations. You will have regular interaction with stakeholders in the front office as well as within Compliance and the wider Risk Management team. Our team are a dynamic global team located across six offices - Sydney, Hong Kong, London, New York, Manila and Jacksonville, FL.


REQUIREMENT SUMMARY

Min:N/AMax:5.0 year(s)

Financial Services

Accounts / Finance / Tax / CS / Audit

Finance

Graduate

Proficient

1

Manila, Philippines