Compliance Trainee- (9 Month Contract)

at  Fineco Asset Management

COMPLIANCE TRAINEE (9 MONTH FIXED TERM CONTRACT)

Fineco Asset Management DAC (Fineco AM) is a Dublin based Asset Management Company, and a subsidiary of FinecoBank S.p.A. (FinecoBank). FinecoBank (Fineco) is a leading European bank with a 20-year history and a fully digital DNA with a branchless approach since the start. Fineco is one of the banks with the widest products range available. Fineco have developed a truly one-stop-solution which includes trading, investment and payment services. Fineco have developed a 100% proprietary platform for trading and investment which covers all customer needs from trading listed and OTC product to investment product such as mutual funds and ETF.
Fineco AM, which started its operations in May 2018, is authorized by the Central Bank of Ireland as a UCITS & AIFM Management Company with a MIFID top up, and it currently has approximately €34bn in assets under management. Fineco AM is a competence centre- specialised in the management of fund-of-funds, single strategy funds, as well as Structured Solutions Funds. In addition to portfolio management activities, all key supporting and controlling functions, such as Compliance, Risk, Finance and Legal, are also performed locally. Fineco AM started with 5 employees and has grown rapidly over the past 6 years with a headcount currently sitting at over 80 FTEs and growing quickly (half of our headcount was hired during the pandemic period).
Currently Fineco AM manages 3 UCITS Umbrella Funds - in Luxembourg (1 fund) and in Ireland (2 funds).

KEY REQUIREMENTS

• Interest in, and willingness to develop knowledge in, financial products and financial markets;
• Interest in Compliance as a career;
• Honours Bachelor degree/in progress;
• Legal background desirable;
• Excellent verbal and written communication skills;
• Strong planning, problem solving skills;
• Be enthusiastic and eager to learn, self-starter.
• Confident in using Microsoft Excel, Word and PowerPoint.
  Fineco Asset Management DAC is proud to be an Equal Opportunity Employer:
  We are committed to enforcing non-discrimination of candidates based on their religion, race, ethnicity, age, gender (including pregnancy and gender identity) disability, sexual orientation, civil or family status, or for being a member of the Traveller community. We embrace and celebrate diversity in our workforce, and we are committed to creating an inclusive environment for all of our employees.
  Equal Opportunity Employer (EOE) Statement:
  The Fineco Group is proud to be an Equal Opportunity Employer and is committed to creating a working environment that is safe and inclusive, based on mutual respect and valuing every kind of diversity, offering equal work opportunities

• Implementing new processes with relevant departments for MiFID/AIFM firm (e.g. suitability, due diligence, investment advice, etc.)
• Assisting with the management of policies and procedures;
• Following up on queries in relation to AML/KYC/UBO;
• Providing guidance on compliance topics in relation to products and distribution;
• Preparation of compliance reports to the different stakeholders (the Board in particular);
• Assisting with the development of staff training and delivering the same;
• Support the Chief Compliance Officer and the Compliance team as required in preparing reports and updates for the Board, the Central Bank of Ireland, the CSSF, senior management of the firm, the parent company/group and any other stakeholders;
• Assist in the promotion of an appropriate compliance culture within the organisation;
• Back up of other team members as appropriate and participation in various project working groups.
• Maintaining Compliance logs on areas such as monitoring, regulatory correspondence, delegate attestations and personal account dealing.