Consumer Compliance Officer (VP)

at  BNY Mellon

Overview
At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world’s financial system we touch nearly 20% of the world’s investible assets. Every day around the globe, our 50,000+ employees bring the power of their perspective to the table to create solutions with our clients that benefit businesses, communities and people everywhere.
We continue to be a leader in the industry, awarded as a top home for innovators and for creating an inclusive workplace. Through our unique ideas and talents, together we help make money work for the world. This is what #LifeAtBNY is all about.
We’re seeking a future team member for the role of Consumer Compliance Officer to join our Wealth Management Compliance team. This role is located in Pittsburgh, Pennsylvania (Hybrid).

EMPLOYER DESCRIPTION:

For over 230 years, the people of BNY Mellon have been at the forefront of finance, expanding the financial markets while supporting investors throughout the investment lifecycle. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments and safeguards nearly one-fifth of the world’s financial assets. BNY Mellon remains one of the safest, most trusted and admired companies. Every day our employees make their mark by helping clients better manage and service their financial assets around the world. Whether providing financial services for institutions, corporations or individual investors, clients count on the people of BNY Mellon across time zones and in 35 countries and more than 100 markets. It’s the collective ambition, innovative thinking and exceptionally focused client service paired with a commitment to doing what is right that continues to set us apart. Make your mark: bnymellon.com/careers.

IN THIS ROLE, YOU’LL MAKE AN IMPACT IN THE FOLLOWING WAYS:

Providing compliance advice to the various consumer banking business lines in connection with loans and deposits to high-net-worth individuals (and their trusts, partnerships, holding companies and other related entities) and ensuring that all products fully comply with the applicable regulatory requirements
Providing subject matter expertise in specific banking regulations, including, but not limited to: Home Mortgage Disclosure Act, Truth-in-Lending Act, Flood Disaster Protection Act, Equal Credit Opportunity Act, Regulations E, CC, and DD, Real Estate Settlement Procedures Act, Fair Housing Act and UDAAP.
Contributing to the compliance efforts focusing on consumer banking and working with multiple assigned business units.
Reviewing proposed legislation, regulatory announcements, and industry practices to help the assigned businesses develop and implement procedures to meet existing and upcoming requirements.
Assisting on various aspects of the Compliance program including the compliance risk assessment, compliance risk measurement, and performing testing to ensure businesses are complying with regulations.

TO BE SUCCESSFUL IN THIS ROLE, WE’RE SEEKING THE FOLLOWING:

Preferred candidate should have a minimum of 5 years of legal experience in the financial services industry (JD) or other equivalent work experience with knowledge of key consumer banking regulations and the regulatory systems applicable to national banks.
Experience in consumer and mass affluent banking, with a focus on residential mortgages, deposit products and loans secured by marketable securities.
Strong written and verbal communication skills.
High energy and able to operate independently in a fast-paced environment with the organization skills to meet deadlines.
At BNY, our culture speaks for itself. Here’s a few of our awards:
America’s Most Innovative Companies, Fortune, 2024
World’s Most Admired Companies, Fortune 2024
Human Rights Campaign Foundation, Corporate Equality Index, 100% score, 2023-2024
Best Places to Work for Disability Inclusion, Disability: IN – 100% score, 2023-2024
“Most Just Companies”, Just Capital and CNBC, 2024
Dow Jones Sustainability Indices, Top performing company for Sustainability, 2024
Bloomberg’s Gender Equality Index (GEI), 2023