Employee Compliance Associate

at  Macquarie Group

Manila, Fifth District, Philippines -

Start DateExpiry DateSalaryPosted OnExperienceSkillsTelecommuteSponsor Visa
Immediate09 Nov, 2024Not Specified11 Aug, 2024N/AGood communication skillsNoNo
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Description:

Employee Compliance Associate
The Employee Compliance team provides support to all Macquarie staff globally ensuring policy awareness and management of any personal conflicts that may arise in relation to their external business and/or trading activities.
At Macquarie, our advantage is bringing together diverse people and empowering them to shape all kinds of possibilities. We are a global financial services group operating in 34 markets and with 55 years of unbroken profitability. You’ll be part of a friendly and supportive team where everyone - no matter what role - contributes ideas and drives outcomes.

Responsibilities:

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You will administer compliance systems and the compliance certification program and perform compliance checks for staff and new hires. In addition, you will review staff accounts, clearance requests and trading records and undertake ongoing monitoring of staff trading activities as well as advise staff and key stakeholders on general compliance matters.


REQUIREMENT SUMMARY

Min:N/AMax:5.0 year(s)

Financial Services

Accounts / Finance / Tax / CS / Audit

Finance

Graduate

Proficient

1

Manila, Philippines