Financial Crime Risk Oversight Specialist (1959)

at  TD Bank

JOB REQUIREMENTS

• Possesses strong understanding of money laundering (ML), terrorist financing (TF) and sanctions risks, TD business lines, TD’s existing technology and processes and industry best practices in this area.
• Strong research and analytical skills, ability to organize and bring order to data and information to draw conclusion and make appropriate recommendations.
• Minimum of five (5) years AML compliance experience in the financial services industry or equivalent.
• Strong relationship management skills.
• Strong written and verbal communication skills, including drafting presentations.
• Highly organized, and independent who thinks critically and can manage multiple initiatives.
• Ability to work effectively in a fast paced environment while demonstrating flexibility to adjust to changing work priorities.
• Proficient in MS Word, Excel and PowerPoint.

ROLES AND RESPONSIBILITIES:

• Act as Subject Matter Expert on transaction monitoring, the identification of high risk customers and/or screening of customers against various watchlist (i.e. Sanctions and Politically Exposed Persons).
• Provide advice, guidance and support in executing strategies to ensure the centralized monitoring systems are operating effectively and optimized.
• Conducts data analysis and develops risk appropriate recommendations for the detection of ML/TF/sanction risks including the creation of new rules, scenario and monitoring methods.
• Perform periodic reviews (qualitative and quantitative) on existing centralized surveillance monitoring for transaction monitoring, customer risk rating and customer screening.
• Identifies opportunities to optimize centralized automated surveillance systems.
• Provide support on activities to ensure compliance with TD’s Model Risk Management requirements.
• Participate fully as a member of the team, support a positive work environment that promotes quality, innovation and teamwork and ensure timely communication of issues.
• Keep current on emerging ML/TF trends and regulatory requirement changes.
• Contribute to the development of strategies and planning for the team.
• Builds and maintains strong working relationships with key stakeholders including partners in GAML and technology teams.