Head, Compliance

at  OA Markets

OUR CULTURE AND VALUES:

Our mission at Obsidian Achernar is to make the impossible possible in order to pursue and guarantee excellence. We encourage innovation and capitalize on continuous learning to accelerate our growth. Our culture is based on the active pursuit of knowledge and its dissemination, the development and maintenance of high-calibre relationships, and an unwavering dedication to transparency and integrity in all of our endeavours. We pride ourselves on being prompt, trustworthy, efficient, and competitive, ensuring we remain the first choice for our clients. We provide value by leaving a lasting legacy through treating our clients kindly, fairly and with respect. We approach all we do with an elite mentality, believing that we have a part to play in the economic development and progress of Africa.
Join us in contributing to and shaping the African economy.

Job Purpose: As the Global Head of Compliance, you will be responsible for developing, implementing, and managing the global compliance strategy to ensure adherence to international and local regulatory requirements and internal policies. This role involves leading a global compliance team, coordinating with country compliance officers, and addressing complex compliance issues across the group.

• Global Compliance Strategy
• Develop and execute a comprehensive global compliance strategy aligned with organizational goals and regulatory requirements in all operational regions.
• Ensure consistent implementation of compliance policies and procedures across all geographies.
• Ensuring all activities undertaken by the business are conducted in a compliant manner and in accordance with our regulators.
• Regulatory Oversight
• Monitor and interpret international regulations and laws affecting the company’s operations.
• Ensure timely updates and alignment of the company’s compliance practices with evolving global regulatory standards.
• Working together with the Global Clients Desk to aid in the onboarding of clients both locally and internationally.
• Evaluate business activities (e.g. investments) to assess compliance risk.
• Attending and actively participating in team and company meetings.
• Perform miscellaneous job-related duties as assigned.
• Leadership and Management
• Lead, mentor, and manage the global compliance team, including regional compliance officers.
• Establish and oversee a global network for compliance-related issues, fostering collaboration and knowledge sharing.
• Risk Assessment and Mitigation
• Conduct global risk assessments to identify potential compliance risks and develop strategies to mitigate them.
• Oversee the implementation of risk management and compliance programs to address identified issues.
• Training and Awareness
• Develop and deliver global compliance training programs tailored to different regions and regulatory requirements.
• Promote a culture of compliance and ethical behavior throughout the organization.
• Reporting and Communication
• Prepare and present global compliance reports to senior management and the board of directors.
• Act as the primary point of contact for regulatory agencies and external auditors on global compliance matters.
• Attending and actively participating in team and company meetings.
• Incident Management and Resolution
• Oversee investigations into compliance breaches and coordinate global response efforts.
• Develop and implement corrective action plans to address and prevent future compliance issues.
• Policy Development and Implementation
• Create and maintain global compliance policies and procedures, ensuring they are effective and up-to-date.
• Ensure that regional policies are aligned with global standards and local regulations.
• Strategic Advisory
• Provide strategic advice on compliance-related matters to senior leadership and other key stakeholders.
• Assist in mergers, acquisitions, and other corporate activities to ensure compliance considerations are integrated.
• Meeting and exceeding KPIs as set by management.

Qualifications, Skills and Abilities Required:

• Education
• Bachelor’s degree in law, Business Administration, Finance, or a related field. A master’s degree or professional certifications (e.g., Certified Compliance and Ethics Professional will be an added advantage.
• Experience
• At least 10-11 years of experience in a senior compliance role with global responsibilities, including significant experience managing multi-regional compliance functions.
• Proven track record of leading complex compliance initiatives and managing a global compliance team.
• Skills
• Extensive knowledge of international regulations, standards, and best practices in compliance.
• Must have keen interest and understanding of financial markets.
• Strong leadership and team management skills, with the ability to work across different cultures and regions.
• Excellent communication and interpersonal skills, with the ability to engage with senior executives and external stakeholders effectively.
• High level of analytical and problem-solving skills, with the ability to address complex compliance issues.

Qualified candidates should send in their CV to hr@oamarkets.ng or hr@oamarkets.co

• Global Compliance Strategy
• Develop and execute a comprehensive global compliance strategy aligned with organizational goals and regulatory requirements in all operational regions.
• Ensure consistent implementation of compliance policies and procedures across all geographies.
• Ensuring all activities undertaken by the business are conducted in a compliant manner and in accordance with our regulators.
• Regulatory Oversight
• Monitor and interpret international regulations and laws affecting the company’s operations.
• Ensure timely updates and alignment of the company’s compliance practices with evolving global regulatory standards.
• Working together with the Global Clients Desk to aid in the onboarding of clients both locally and internationally.
• Evaluate business activities (e.g. investments) to assess compliance risk.
• Attending and actively participating in team and company meetings.
• Perform miscellaneous job-related duties as assigned.
• Leadership and Management
• Lead, mentor, and manage the global compliance team, including regional compliance officers.
• Establish and oversee a global network for compliance-related issues, fostering collaboration and knowledge sharing.
• Risk Assessment and Mitigation
• Conduct global risk assessments to identify potential compliance risks and develop strategies to mitigate them.
• Oversee the implementation of risk management and compliance programs to address identified issues.
• Training and Awareness
• Develop and deliver global compliance training programs tailored to different regions and regulatory requirements.
• Promote a culture of compliance and ethical behavior throughout the organization.
• Reporting and Communication
• Prepare and present global compliance reports to senior management and the board of directors.
• Act as the primary point of contact for regulatory agencies and external auditors on global compliance matters.
• Attending and actively participating in team and company meetings.
• Incident Management and Resolution
• Oversee investigations into compliance breaches and coordinate global response efforts.
• Develop and implement corrective action plans to address and prevent future compliance issues.
• Policy Development and Implementation
• Create and maintain global compliance policies and procedures, ensuring they are effective and up-to-date.
• Ensure that regional policies are aligned with global standards and local regulations.
• Strategic Advisory
• Provide strategic advice on compliance-related matters to senior leadership and other key stakeholders.
• Assist in mergers, acquisitions, and other corporate activities to ensure compliance considerations are integrated.
• Meeting and exceeding KPIs as set by management