Head of Compliance & AFC Canada

at  Deutsche Bank

POSITION OVERVIEW

J ob Title: Head of Canada AFC
Corporate Title: Vice President
Location: Toronto

SKILLS YOU’LL NEED

• At least 10 years of direct senior experience in Compliance and AFC
• A strong track record in risk and regulatory matters, ideally including:
• Solid understanding of Compliance and AFC risks and typologies in order to identify areas or instances of potential Compliance and AFC risks and to address them appropriately
• Prior experience of acting as regulatory liaison with regards to Compliance and AFC matters
• In-depth knowledge of Canadian legal and regulatory requirements

SKILLS THAT WILL HELP YOU EXCEL

• Sound Judgment: Absorbs issues from a wide span of control and demonstrates sound judgment.
• People Management: Excellent at managing people and relationships.
• Senior Management Advice: Skilled at advising senior management with executive presence and respected knowledge.
• Influence & Integrity: Influences thinking and behaviors across the organization with integrity, balancing commercial objectives and prudent judgment.
• Constructive Issue Resolution: Raises sensitive issues constructively to reach appropriate solutions.

• The AFCO has decision-making authority over the Business on AFC-related matters and serves as the primary point of contact for regulatory, law enforcement, and/or other public authorities in their jurisdiction concerning AFC matters.
• Sanctions: Monitors local regulatory sanctions and escalates changes to the regional Head of Sanctions and Embargo.
• AML: Maintains an internal control framework for detecting, investigating, and reporting suspicious transactions.
• Anti-Fraud & Anti-Bribery: Promotes anti-bribery and anti-fraud measures, including policy, training, and monitoring.
• Internal Controls: Develops and maintains controls to manage financial crime risks, ensuring deficiencies are reported and fixed.
• Compliance & Reporting: Implements processes to meet regulatory obligations, advises on compliance matters, and prepares management reports.