Head of Legal (Investment Bank)

at  Tangspac

CLIENT SUMMARY:

Client is a fully-owned investment banking founded in Singapore in 1972. Industry leader in providing advanced trading tools and comprehensive resources for retail and institutional clients. The firm offers a wide range of products and services, including stocks, ETFs, REITs, and more, across global markets. With strong capabilities in advisory, M&A, debt markets, and equity capital market.

QUALIFICATIONS:

• Bachelor Degree in Law
• Minimum of 8-10 years of legal experience in the financial services industry, with a focus on prime brokerage and investment banking.
• Strong understanding of securities laws, regulatory compliance, and financial markets.
• Proven track record of providing strategic legal advice and leadership in a complex business environment.
• Excellent negotiation, communication, and interpersonal skills.
• Ability to manage multiple priorities and work effectively under pressure.

• Strategic Leadership:
• Lead and manage the legal team supporting the Prime Brokerage and Investment Banking divisions.
• Regulatory Compliance:
• Ensure compliance with all applicable laws, regulations, and industry standards.
• Contract Management:
• Oversee the drafting, negotiation, and review of contracts, agreements, and other legal documents related to prime brokerage and investment banking activities.
• Risk Management:
• Identify potential legal risks and develop strategies to mitigate them.
• Dispute Resolution:
• Manage and resolve legal disputes, litigation, and arbitration matters.
• Stakeholder Engagement:
• Collaborate with internal stakeholders, including compliance, risk, and business development teams, to support business objectives.