Internal Control and Audit Manager

at  The Sycamore International School

Sycamore-ng is a Financial and Technology (Fintech) services company that operates a financial marketplace for lenders and borrowers. With a team of skilled professionals and cutting edge technology, we are well suited to cater for both businesses and individuals who need loans (borrowers), or want to make returns (lenders) on our marketplace.
We are recruiting to fill the position below:

QUALIFICATIONS

• Bachelor’s Degree in Accounting, Finance, Business Administration, or a related field.
• Minimum of 5 years of experience in internal audit, internal control, or a related role within the financial services industry.
• Strong knowledge of credit and investment processes.
• MBA certification is an added advantage.
• Relevant rofessional certification.
• In-depth understanding of regulatory compliance requirements.
• Experience with access control systems, internet security, CCTV, and IT controls.
• Excellent analytical, problem-solving, and communication skills.
• Ability to work independently and as part of a team.

Skills and Competencies:

• Strong attention to detail and organizational skills.
• Ability to handle sensitive and confidential information with integrity.
• Proficiency in audit software and Microsoft Office Suite.
• Strong interpersonal skills and the ability to collaborate effectively with different departments.

Compliance and Regulatory Knowledge:

• Ensure compliance with all applicable laws, regulations, and industry standards.
• Monitor changes in regulatory requirements and update internal policies and procedures accordingly.
• Liaise with regulatory bodies and external auditors as needed

IT Control Knowledge:

• Work closely with the IT department to ensure robust IT controls are in place and functioning effectively.
• Conduct periodic IT audits to assess the security and integrity of information systems

Audit:

• Plan, conduct, and manage internal audits to assess the effectiveness of controls, accuracy of financial records, and efficiency of operations.
• Prepare detailed audit reports with findings and recommendations for improvement.
• Monitor the implementation of audit recommendations and corrective actions.

Internal Control:

• Develop and implement internal control policies and procedures to safeguard company assets and ensure the reliability of financial reporting.
• Evaluate and improve the effectiveness of risk management, control, and governance processes.
• Conduct regular reviews of credit and investment processes to ensure compliance with internal policies and regulatory requirements.

Compliance and Regulatory Knowledge:

• Ensure compliance with all applicable laws, regulations, and industry standards.
• Monitor changes in regulatory requirements and update internal policies and procedures accordingly.
• Liaise with regulatory bodies and external auditors as needed.

Access Controls:

• Design and implement access control policies to ensure proper authorization and authentication mechanisms are in place.
• Regularly review and update access control systems to prevent unauthorized access to sensitive information.

Internet & CCTV:

• Oversee the implementation and monitoring of internet security controls and CCTV systems.
• Ensure that internet usage policies and CCTV surveillance are in compliance with company policies and legal requirements.

IT Control Knowledge:

• Work closely with the IT department to ensure robust IT controls are in place and functioning effectively.
• Conduct periodic IT audits to assess the security and integrity of information systems.

Policy and Process Formulations:

• Develop, review, and update company policies and procedures to ensure they reflect best practices and comply with regulatory requirements.
• Provide training and support to staff on new and existing policies and procedures.