Investment Compliance Manager -Officer

at  State Street

South Dublin, County Dublin, Ireland -

Start DateExpiry DateSalaryPosted OnExperienceSkillsTelecommuteSponsor Visa
Immediate26 Oct, 2024Not Specified29 Jul, 20246 year(s) or aboveCommunication Skills,Visual Basic,Investment Compliance,Finance,Interpersonal Skills,External Clients,Computer Skills,Analytical SkillsNoNo
Add to Wishlist Apply All Jobs
Required Visa Status:
CitizenGC
US CitizenStudent Visa
H1BCPT
OPTH4 Spouse of H1B
GC Green Card
Employment Type:
Full TimePart Time
PermanentIndependent - 1099
Contract – W2C2H Independent
C2H W2Contract – Corp 2 Corp
Contract to Hire – Corp 2 Corp

Description:

Who we are looking for
You will manage a number of complex clients with varied fund types (e.g. UCITS, AIFs, Pension funds) and assist them with onboarding new funds and maintaining the compliance monitoring of their existing funds, reviewing Regulations, prospectuses and investment management guidelines.
This role can be performed in a hybrid model, where you can balance work from home and office to match your needs and role requirements.
What you will be responsible for
As Officer you will…

You will manage a number of complex clients with varied fund types (e.g. UCITS, AIFs, Pension funds) and assist them with onboarding new funds and maintaining the compliance monitoring of their existing funds, reviewing Regulations, prospectuses and investment management guidelines.

  • Review and audit investment compliance restrictions and monitoring.
  • Address/respond to all client services inquiries and fully research all issues arising
  • Conduct service review calls on a regular scheduled basis
  • Assist senior management with designated compliance projects and assignments and act as coordinator where required
  • Ensure detailed documentation is maintained for audit purposes
  • Work with IT and data teams to ensure all client requirements are addressed.
  • Other duties as assigned.

What we value

These skills will help you succeed in this role

  • Strong securities knowledge and / or pursuing the CFA designation
  • Effective verbal and written communication skills and excellent interpersonal skills
  • Excellent computer skills including knowledge of all Microsoft Office applications including Visual Basic.
  • Strong research and analytical skills
  • Ability to develop and maintain business relationships both internal and external clients.
  • Experience with MIG21, Charles River or other automated compliance engine an advantage

IJ

Responsibilities:

  • Strong securities knowledge and / or pursuing the CFA designation
  • Effective verbal and written communication skills and excellent interpersonal skills
  • Excellent computer skills including knowledge of all Microsoft Office applications including Visual Basic.
  • Strong research and analytical skills
  • Ability to develop and maintain business relationships both internal and external clients.
  • Experience with MIG21, Charles River or other automated compliance engine an advantag


REQUIREMENT SUMMARY

Min:6.0Max:11.0 year(s)

Financial Services

Accounts / Finance / Tax / CS / Audit

Finance

Graduate

Business accounting or finance

Proficient

1

South Dublin, County Dublin, Ireland