Junior Compliance Officer - Fund Management

at  Drake International Singapore Limited

Singapore, Southeast, Singapore -

Start DateExpiry DateSalaryPosted OnExperienceSkillsTelecommuteSponsor Visa
Immediate10 Nov, 2024USD 7000 Monthly11 Aug, 2024N/AGood communication skillsNoNo
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Description:

Our client is a well-known leader in the Fund Management space. They are currently looking for a Compliance Officer to be based in Singapore.

The Role

  • Lead preparation of periodic compliance reports/reviews and filing of regulatory filings and reporting to satisfy regulator and firm management requirements
  • Manage license applications/renewals for submission to regulatory bodies
  • Assist with compliance and other regulated related matters with external compliance advisors
  • Promote compliance awareness in the firm

To Qualify

  • Bachelors degree (or equivalent) and 1-3 years of relevant experience with an asset management firm, securities regulator, broker, law-firm, or compliance consultant;
  • Good communication and interpersonal skills
  • Ability to work well under pressure

To Apply
If you feel your experience and professionalism can make an impact with this firm, please submit your details resume to hsingh[at]sg.drakeintl.com
Personal data provided by job applicants will be used strictly in accordance with the employer’s personal data policies, a copy of which will be provided

Responsibilities:

  • Lead preparation of periodic compliance reports/reviews and filing of regulatory filings and reporting to satisfy regulator and firm management requirements
  • Manage license applications/renewals for submission to regulatory bodies
  • Assist with compliance and other regulated related matters with external compliance advisors
  • Promote compliance awareness in the fir


REQUIREMENT SUMMARY

Min:N/AMax:5.0 year(s)

Financial Services

Accounts / Finance / Tax / CS / Audit

Finance

Graduate

Management

Proficient

1

Singapore, Singapore