Lead Advisor

at  Signature Estate Investment Advisors LLC

QUALIFICATIONS:

• 2-5 years experience as an Advisor.
• Bachelor’s Degree (BA) from four-year college or university.
• FINRA licenses held in good order Series 7, 66 (or equivalent)
• Professional designations held in good order applicable to roles and responsibilities. Designations may include: CERTIFIED FINANCIAL PLANNER™ (CFP®) administered by the Certified Financial Planning Board of Standards, Inc., Chartered Financial Consultant (ChFC) administered by the American College, or Certified Financial Analyst (CFA) (or equivalents).
• Computer skills required: Spreadsheet Software (Excel); Word Processing Software (Word); Electronic Mail Software (Outlook); Presentation software (PowerPoint) and Adobe software.

DUTIES AND RESPONSIBILITIES:

• Collaborate with team members to develop and implement effective financial strategies and ensure the consistent delivery of high-quality services.
• Conduct comprehensive financial planning for clients, including retirement planning, estate planning, tax planning, and risk management.
• Analyze clients’ financial information to determine strategies for meeting their financial goals.
• Develop and present customized financial plans and investment strategies.
• Monitor clients’ financial status and provide regular updates and recommendations.
• Build and maintain strong client relationships through regular communication and follow-up.
• Stay informed about market trends, economic conditions, and new financial products.
• Comply with all regulatory requirements and company policies.
• Provide exceptional customer service and ensure client satisfaction.
• Participate in networking and community events to attract new clients.