Lead Principal Auditor – Conduct & Supervision

at  Deutsche Bank

LOCATION LONDON

Corporate Title Vice President
Group Audit (GA) is seeking a Lead Principal Auditor to join its Conduct & Supervision audit team to drive enhanced audit coverage of Conduct and Supervision risks and controls globally. The role will be based in London and will report directly to the Principal Audit Manager (PAM) – Conduct and Supervision based in London.
You will support the PAM in planning, executing, and reporting the results of internal audits of controls over Conduct and Supervision related risks and controls. This will include undertaking audit assignments, drafts audit findings / reports for review by audit management, facilitates tracking of findings and validates closure of findings. You will also partner with other audit teams globally to ensure comprehensive audit coverage of Conduct & Supervision related risks and controls, proactively developing and maintaining professional working relationships with colleagues, the business and related control and support functions.

YOUR SKILLS AND EXPERIENCE

• An in-depth knowledge and experience of financial services and extensive external or internal auditing experience
• Professional credentials, including degree level education and a relevant professional qualification.
• The ability to demonstrate the meeting of client needs in a work environment
• Excellent team working capabilities and an ability to build strong business and team relationships
• Project management and planning skills

ABOUT US

Deutsche Bank is the leading German bank with strong European roots and a global network. Click here to see what we do.
Deutsche Bank in the UK is proud to have been named in The Times Top 50 Employers for Gender Equality 2024 for five consecutive years. Additionally, we have been awarded a Gold Award from Stonewall and named in their Top 100 Employers 2024 for our work supporting LGBTQ+ inclusion.
Our values define the working environment we strive to create – diverse, supportive and welcoming of different views. We embrace a culture reflecting a variety of perspectives, insights and backgrounds to drive innovation. We build talented and diverse teams to drive business results and encourage our people to develop to their full potential. Talk to us about flexible work arrangements and other initiatives we offer.
We promote good working relationships and encourage high standards of conduct and work performance. We welcome applications from talented people from all cultures, countries, races, genders, sexual orientations, disabilities, beliefs and generations and are committed to providing a working environment free from harassment, discrimination and retaliation.
Visit Inside Deutsche Bank to discover more about the culture of Deutsche Bank including Diversity, Equity & Inclusion, Leadership, Learning, Future of Work and more besides

• Supports the PAM in planning, executing, and reporting the results of internal audits of controls over Conduct and Supervision related risks and controls
• Undertakes audit assignments, drafts audit findings / reports for review by audit management, facilitates tracking of findings and validates closure of findings
• Executes day-to-day operational audit work and contributes to the delivery of audits (including the updating of Risk Assessment Profiles and Group Audit’s Continuous Audit Assessment [CAA] process)
• Undertakes all aspects of audit fieldwork in line with the agreed audit approach including identification of key risks, documentation of process flows and key controls, testing controls to determine whether they are properly designed and operating effectively, and documenting audit work in accordance with Group Audit’s (GA’s) methodology and standards
• Partners with other audit teams globally to ensure comprehensive audit coverage of Conduct & Supervision related risks and controls
• Communicates openly with GA management and internal stakeholders; keeps them informed of potential issues and escalates problems/delays promptly