Legal and Compliance officer

at  Alter Domus

ABOUT US

We are Alter Domus. Meaning “The Other House” in Latin, Alter Domus is proud to be home to 85% of the top 30 asset managers in the alternatives industry, and more than 5,000 professionals across 23 countries.
With a deep understanding of what it takes to succeed in alternatives, we believe in being different. Invest yourself in the alternative, and join an organization where you progress on merit, where you can speak openly with whoever you are speaking to, and where you will be supported along whichever path you choose to take.
Find out more about life at Alter Domus at careers.alterdomus.com
As a Legal & Compliance officer, you will work closely with the legal and financial officers, who work directly with our clients. Jointly with the business you will ensure that Alter Domus and its clients comply with local laws and regulations. You report directly to the Head of Risk & Compliance Netherlands, and you will work closely with other members of the Alter Domus Compliance team as well as the Management Board of Alter Domus. In your role you are representative of our 2nd line of defense.
We offer a dynamic, and international corporate atmosphere as well as the benefit of customised training adapted to your needs throughout your career. We have a flat hierarchy and are open for new ideas. There is a possibility working partly hybrid, whereby our offices are located nearby Amsterdamse Bos to facility your daily walk during lunch or before you start the day.

JOB DESCRIPTION:

• Assisting Alter Domus Netherlands to remain compliant with relevant legislation and regulatory requirements;

• Undertaking compliance monitoring in accordance with the compliance monitoring plan to ensure that ADNL is compliant with all applicable regulatory and AML/CFT requirements.

• Undertaking review of the KYC/CDD files for new and existing clients and follow up missing information in line with group processes and procedures;
• Execute monitoring programme, including high qualitative transaction monitoring;
• Maintaining internal policies & procedures to ensure compliance with local standards and regulatory requirements;
• Providing day-to-day qualitative Legal / compliance support and training to the business of ADNL as required in respect of compliance and AML matters;
• Undertake preparations and assisting relevant reporting to the Board and Dutch regulator;
• Provide support to the business: legal advice according to the applicable Dutch laws & regulation and compliance matters;
• Assist on Alter Domus Legal Group projects as required.
• Corporate secretarial housekeeping for Alter Domus Netherlands including support to the Management Board of Alter Domus Netherlands during the board meetings, such as preparing the board pack and minutes.

Please refer the Job description for details