Manager, Business Compliance, BMO Wealth Management
at BMO Financial Group
Toronto, ON, Canada -
Start Date | Expiry Date | Salary | Posted On | Experience | Skills | Telecommute | Sponsor Visa |
---|---|---|---|---|---|---|---|
Immediate | 07 Nov, 2024 | USD 68000 Annual | 09 Aug, 2024 | 5 year(s) or above | Presentation Skills,Deliverables,Management Skills,Time Management,Technical Proficiency,Communication Skills,Broker Dealer,Directives,Regulations | No | No |
Required Visa Status:
Citizen | GC |
US Citizen | Student Visa |
H1B | CPT |
OPT | H4 Spouse of H1B |
GC Green Card |
Employment Type:
Full Time | Part Time |
Permanent | Independent - 1099 |
Contract – W2 | C2H Independent |
C2H W2 | Contract – Corp 2 Corp |
Contract to Hire – Corp 2 Corp |
Description:
REGULATORY KNOWLEDGE:
Develop and maintain a high level of expertise in regulations, directives, and guidance.
Primary Regulatory Knowledge:
QUALIFICATIONS:
- Typically, between 5 - 7 years of relevant experience (i.e., Broker Dealer, Self-Directed Investing) and post-secondary degree in related field of study or an equivalent combination of education and experience.
- Specific education/designation/experience that would be an asset:
- Canadian Securities Courses
GENERAL KNOWLEDGE/SKILLS:
- Expert verbal and written communication skills
- Expert presentation skills
- Consulting, analytical, and technical support skills.
- Builds effective relationships with internal senior stakeholders.
- Breaks down strategic problems, and analyses data and information to provide insights and compliance related recommendations.
- Exercises judgment to identify, diagnose, and solve problems within given rules.
- Ability to demonstrate effective use of judgment, interpretation, knowledge, and skill in the application of regulations and compliance requirements.
- Works independently and regularly handles non-routine situations.
- Program management skills - In-depth.
- Ability to multitask and prioritize deliverables and time management
- Deep knowledge and technical proficiency gained through extensive education and business experience.
- Collaboration and teamwork skills - In-depth.
- Influence skills - In-depth.
- Motivated individual who takes initiative and accepts personal accountability.
- Working knowledge of information technology tools required including MS Office.
Responsibilities:
Please refer the Job description for details
REQUIREMENT SUMMARY
Min:5.0Max:7.0 year(s)
Financial Services
Accounts / Finance / Tax / CS / Audit
Finance
Diploma
Proficient
1
Toronto, ON, Canada