Monitoring/Testing Senior Officer

at  JPMorgan Chase Co

JOB DESCRIPTION

CCOR Testing is looking for a Senior Testing Officer who will be part of the Testing Center of Excellence team. This role is a great opportunity to be working with a large Controls Testing team and help establish a newly formed organization which provides the potential hire a good starting point within the firm.
As a Senior Testing Officer within the Conduct, Compliance and Operational Risk, you will will perform substantive testing, end to end Compliance reviews and control evaluations.

REQUIRED QUALIFICATIONS, CAPABILITIES AND SKILLS:

• Bachelor degree or comparable work experience required.
• 5-8 years banking experience and 3-5 years Operational Risk, Compliance, Controls, QA or audit experience.
• Exposure to one or more of the following lines of business: consumer lending and banking, investment banking and commercial banking
• Strong knowledge of applicable US federal and state regulations specific to consumer lending and banking
• Ability to understand, interpret, and apply regulatory guidelines and standards applicable to each line of business
• Understanding of corporate governance requirements and principles of risk management and compliance principles

PREFERRED QUALIFICATIONS, CAPABILITIES AND SKILLS:

• Excellent decision maker with the ability to manage multiple tasks.
• Certification or training related to US Banking Regulations (e.g. CRCM), Audit, Privacy or other Testing
• Demonstrated excellent interpersonal, communication, negotiation, and resource management skills.
• Knowledge on some automation tools such as Alteryx, UI Path, Taleau etc.

ABOUT US

JPMorgan Chase & Co., one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world’s most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.
We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants’ and employees’ religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.

• Manages and conducts regulatory compliance and operational risk testing timely and effectively by evaluating line of business internal controls through the performance of Compliance and Operational Risk testing activities in accordance with the established CCB testing plans. This includes the testing of procedures, documenting results, conclusions, recommendations and distributing compliance testing review reports.
• Generally interfaces with senior and middle line management. Articulates test objectives, sampling approach, test results, issue severity, and overall Compliance and Operational Risk impact to the business
• Consults Legal, Compliance, Operational Risk and other relevant resources from first and second line build test approach, communicate issues, and get opinion on legal and regulatory implications of findings
• Typically makes decisions independently but discusses unusual or complex issues with Test Manager or Head CCB Compliance Testing
• Establish and maintain a consistent dialog and relationship with compliance and operational risk testing peers in the United States. Reports concerns, challenges and best practices that can be leveraged by the larger group
• Accountable to local Compliance Head for status updates and reporting for all testing activity being performed by Corporate Centers Compliance testing team members
• Extensive regulatory compliance knowledge and possesses compliance and operational risk testing skills specific to banking,