Officer, Compliance and Regulatory Affairs

at  XL Catlin

SHARE YOUR TALENT

We’re looking for someone who has these abilities and skills:

• Experience of working in an insurance, compliance or regulatory environment
• Ability to work collaboratively with colleagues
• Able to prioritise competing workloads
• An ability to communicate at all levels in the organization with confidence and clarity
• Good attention to detail
• Excellent analytical skills
• Proactive and approachable
• CII qualification (or studying for) is desirable but not essential

• Assist the Compliance team in establishing and maintaining a robust compliance framework (including the oversight of corresponding policies and procedures) which allows AXA XL’s to comply with FCA, PRA and Lloyd’s requirements.
• Assist the Compliance team in managing AXA XL’s regulatory relationships e.g. FCA, PRA, Lloyd’s and overseas regulatory authorities including preparing for and assisting in regulatory visits, attending regulatory meetings and reporting back to more senior members of the Compliance team and liaising with regulators directly to resolve minor issues.
• Ownership of elements of the Lloyd’s Principles for Doing Business review and attestation process.
• Liaising with the business owners to ensure AXA XL is able to demonstrate compliance with the Lloyd’s Principles for Doing Business.
• Dealing with more complex licensing queries as subject matter expert and escalating as appropriate and involving other members of the Compliance or Legal Departments as appropriate.
• With limited assistance from senior members of the team provide compliance advice to the business, which will involve knowledge and familiarisation with all relevant legislation and regulation. The provision of compliance advice will include drafting policies and procedures, providing written advice, and face to face advice.
• Drafting and updating compliance training presentations as well as delivering parts of the compliance training plan for the legal entities.
• Participate in the maintenance of legal entity documentation including department and business policies and procedures, taking specific ownership of certain policies and procedures and proactively managing any necessary reviews of these policies.
• Take responsibility for preparing certain regulatory returns.
• Taking ownership of routine regulatory applications with limited input and guidance from other members of the Compliance team and overseeing more junior members of the team’s work on these applications