Operations Regulatory Reporting - EMIR Reporting Junior Analyst

at  Marex

ABOUT MAREX

Marex Group plc is a diversified global financial services platform, providing essential liquidity, market access and infrastructure services to clients in the energy, commodities and financial markets. It listed on Nasdaq Global Select Market in April 2024. With more than 35 offices in Europe, US and APAC, it has unique access across markets with significant share globally both on and off exchange. The depth of knowledge amongst its teams and divisions provides its customers with clear advantage, and its technology-led service provides access to all major exchanges, order-flow management via screen, voice and DMA, plus award-winning data, insights and analytics.
The Operations Regulatory Reporting department is responsible for daily processing of all firms exchange & regulatory reporting functions not limited to MiFID TR, MIFID CPR, EMIR, DF, GCM & LTR requirements. Maintaining robust procedures and controls to ensure the firm meets their reporting requirements.
For more information visit www.marex.com (http://www.marex.com/)

SKILLS AND EXPERIENCE

• Previous exposure and knowledge of exchange Traded Derivatives preferable
• Ability to work effectively under pressure in a busy environment
• Good communication skills within team & other business areas
• Punctual & enthusiastic
• Flexible & accustomed to constant changing responsibilities
• Following a strict & disciplined regime, offering assistance to all employees
• Problem solving skills; ability to resolve issues in a timely & efficient manner
• MS Office experience
• Able to work on own initiative & be part of a team
• Attention to detail
• Ability to develop and enhance systems and processes to improve efficiency
• Experience working in a regulated environment and knowledge of the risk and compliance requirements associated with this.

ROLE SUMMARY

To support and maintain operational systems and static data associated to regulatory reporting processes/controls, and support, maintain and develop all financial and/or regulatory reporting solutions/controls to meet the firms exchange and regulatory requirements.

RESPONSIBILITIES

• Daily monitoring and problem resolution associated to MiFID Transaction and Position Reporting
• Daily monitoring and problem resolution associated to EMIR Trade, position and valuation reporting
• Support/maintain general static data, Exchange and Regulatory enrichment information across platforms utilised by Operations.
• Assist with system changes and upgrades in line with business, exchange & regulatory requirements.
• Ensure written procedures are in place and up to date for daily/monthly departmental tasks
• Efficient email management, including both personal & group mailboxes
• Ensuring compliance with the company’s exchange/regulatory requirements under and not limited to [FCA, CBI & NFA]
• Adhere to the operational risk framework for your role ensuring that all regulatory or company determined parameters are complied with.
• Role model for demonstrating highest level standards of integrity and conduct and reflecting Company Values.
• At all times complying with the FCA’s Code of Conduct [UK only] /Marex’s Code of Conduct [non uk]
• To ensure that you are fully aware of and adhere to internal policies that relate to you, your role or any other activities for which you have any level of responsibility
• To report any breaches of policy to Compliance and/ or your supervisor as required
• To escalate risk events immediately
• To provide input to risk management processes, as required.
• The Company may require you to carry out other duties from time to time