Registered Plans Associate

at  Raymond James Ltd

At Raymond James,_ we _develop, we collaborate, we decide, we deliver, and we improve together.
Raymond James Ltd. is Canada’s leading independent investment dealers offering high quality investment products and services to Canadians seeking customized solutions to their wealth management needs.
Registered Plans Associate - 6 Month Contract

EDUCATIONAL/PREVIOUS EXPERIENCE REQUIREMENTS

• A minimum of 3 years of financial industry or related administrative experience; and
• Post-secondary education.

HOW DOES THE ROLE IMPACT THE ORGANIZATION?

The Registered Plans Associate will be responsible for various administrative/processing duties relating to Registered Plans. The work entails daily interaction with Financial Advisors, Sales Assistants, and members of our internal Operations department. The incumbent will acquire considerable knowledge of brokerage operations through this opportunity.

WHAT WILL YOUR ROLE BE RESPONSIBLE FOR?

• The administration of a wide variety of tasks involving registered plans products. This will include, but not limited to, processing transactions in registered plans (RRSPs, RESPs, RRIFs, LIFs, TFSAs, LIRAs and FHSAs);
• Processing of contributions, de-registrations, un-locking, withholding tax submissions, trustee wires and non-qualified tax assessments;
• Providing support individually or in conjunction with other team members in investigating and resolving advisor queries within SLA deadlines;
• Participation in the maintenance and updating of departmental procedures ato ensure compliance;
• Working closely with other departments such as Tax, Estates, Transfers, Credit, and New Accounts, in responding to advisor queries and resolving issues as they arise;
• Assist in registered plan related projects, including regulatory audits; and
• Other duties as assigned.