Regulatory Counsel

at  Robert Half

We are offering a long-term contract employment opportunity for a US - Regulatory Counsel in the Financial Services industry, located in Charlotte, North Carolina. This role involves providing legal and regulatory counsel in a dynamic and evolving financial landscape, with a focus on consumer finance and insurance.

• Analyze and assess new and evolving regulatory and compliance requirements at both state and federal levels and provide actionable, business-focused guidance.
• Advise our business, legal, and compliance teams on insurance laws and regulations.
• Collaborate with our consumer finance licensing team to evaluate license requirements, implement compliance initiatives, and respond to examinations.
• Respond to external inquiries including due diligence, member or press questions, consumer litigation, and regulatory or law enforcement requests.
• Proactively identify and address risks related to strategic initiatives and partnerships.
• Design and manage cross-functional regulatory compliance efforts, particularly in the areas of consumer protection, consumer finance, and insurance.
• Educate stakeholders in a straightforward, easy-to-understand way about regulatory updates and issues and innovate on ways to foster a culture of compliance and learning.
• Make assertive recommendations on when and how to take smart risks to achieve business goals.
• Manage a high volume of work while maintaining perspective and prioritizing the work according to the company’s goals.
• Excellent communication skills, both written and verbal.
• Abreast with the latest Compliance Functions in the Financial Services industry.
• Proficient in Insurance Law and Regulation.
• Experience in Loan Origination and Credit Card operations.
• Ability to Perform Ad Hoc Financial tasks.
• Familiarity with Compliance Procedures and Monitoring Tools.
• Knowledge of SAN - Storage Area Network and Design Concepts.
• Experience in Drafting financial documents and contracts.
• Familiarity with Due Diligence processes and Licensing procedures.
• Ability to engage with Stakeholders and Counsels effectively.
• Experience in handling Deliverables and tracking Progress.
• Knowledge of Litigation procedures in the financial services industry.
• Familiarity with Artificial Intelligence (AI) applications in the financial sector.
• Ability to Scale Out operations and workflows as per the requirement.
  Robert Half is the world’s first and largest specialized talent solutions firm that connects highly qualified job seekers to opportunities at great companies. We offer contract, temporary and permanent placement solutions for finance and accounting, technology, marketing and creative, legal, and administrative and customer support roles.
  Robert Half works to put you in the best position to succeed. We provide access to top jobs, competitive compensation and benefits, and free online training. Stay on top of every opportunity - whenever you choose - even on the go. Download the Robert Half app and get 1-tap apply, notifications of AI-matched jobs, and much more.
  All applicants applying for U.S. job openings must be legally authorized to work in the United States. Benefits are available to contract/temporary professionals, including medical, vision, dental, and life and disability insurance. Hired contract/temporary professionals are also eligible to enroll in our company 401(k) plan. Visit roberthalf.gobenefits.net for more information.
  © 2024 Robert Half. Robert Half is not a law firm and does not provide legal representation. Robert Half project lawyers do not constitute a law firm among themselves. An Equal Opportunity Employer. M/F/Disability/Veterans. By clicking “Apply Now,” you’re agreeing to Robert Half’s Terms of Use