Senior Analyst, Investment Compliance & Onboarding

at  QBE Insurance Group Limited

Sydney, New South Wales, Australia -

Start DateExpiry DateSalaryPosted OnExperienceSkillsTelecommuteSponsor Visa
Immediate16 Nov, 2024Not Specified16 Aug, 2024N/AWellbeing,Regulations,Blackrock Aladdin,Technology,Dads,Interpersonal Skills,InvestmentNoNo
Add to Wishlist Apply All Jobs
Required Visa Status:
CitizenGC
US CitizenStudent Visa
H1BCPT
OPTH4 Spouse of H1B
GC Green Card
Employment Type:
Full TimePart Time
PermanentIndependent - 1099
Contract – W2C2H Independent
C2H W2Contract – Corp 2 Corp
Contract to Hire – Corp 2 Corp

Description:

Responsibilities:

A fantastic opportunity for a Senior Analyst, Investment Compliance & Onboarding to join our Group Investments team.
As the Senior Analyst, you will play a crucial role in ensuring our investment activities adhere to regulatory guidelines and internal policies.
You will support with conducting daily post-trade and other compliance monitoring activities, as well as onboarding of new investments and building key relationships with stakeholders across various departments.

This role reports into the Head of Investment Compliance and Onboarding and will see you partnering closely with Manager, Investment Compliance and Manager, Portfolio Onboarding.

  • Conduct daily post-trade compliance monitoring activities and perform initial investigations of root cause and identify potential resolutions
  • Monitor compliance dashboard for intra-day pre-trade compliance violations and perform initial investigations and identify potential resolutions
  • Perform compliance rule coding, conduct detailed testing and exposure analysis to validate accuracy and effectiveness of rules.
  • Assist in breach investigations and impact analysis and contribute to drafting of appropriate reporting to Group and divisional board and senior management
  • Assist in the end-to-end process of portfolio onboarding including portfolio and custody setup, broker and external manager onboarding and KYC activities.
  • Maintain appropriate documentation of investment compliance and portfolio onboarding procedures and followed required processes and controls


REQUIREMENT SUMMARY

Min:N/AMax:5.0 year(s)

Financial Services

Accounts / Finance / Tax / CS / Audit

Finance

Graduate

Proficient

1

Sydney NSW, Australia