Senior Analyst, Investment Compliance & Onboarding
at QBE Insurance Group Limited
Sydney, New South Wales, Australia -
Start Date | Expiry Date | Salary | Posted On | Experience | Skills | Telecommute | Sponsor Visa |
---|---|---|---|---|---|---|---|
Immediate | 16 Nov, 2024 | Not Specified | 16 Aug, 2024 | N/A | Wellbeing,Regulations,Blackrock Aladdin,Technology,Dads,Interpersonal Skills,Investment | No | No |
Required Visa Status:
Citizen | GC |
US Citizen | Student Visa |
H1B | CPT |
OPT | H4 Spouse of H1B |
GC Green Card |
Employment Type:
Full Time | Part Time |
Permanent | Independent - 1099 |
Contract – W2 | C2H Independent |
C2H W2 | Contract – Corp 2 Corp |
Contract to Hire – Corp 2 Corp |
Description:
Responsibilities:
A fantastic opportunity for a Senior Analyst, Investment Compliance & Onboarding to join our Group Investments team.
As the Senior Analyst, you will play a crucial role in ensuring our investment activities adhere to regulatory guidelines and internal policies.
You will support with conducting daily post-trade and other compliance monitoring activities, as well as onboarding of new investments and building key relationships with stakeholders across various departments.
This role reports into the Head of Investment Compliance and Onboarding and will see you partnering closely with Manager, Investment Compliance and Manager, Portfolio Onboarding.
- Conduct daily post-trade compliance monitoring activities and perform initial investigations of root cause and identify potential resolutions
- Monitor compliance dashboard for intra-day pre-trade compliance violations and perform initial investigations and identify potential resolutions
- Perform compliance rule coding, conduct detailed testing and exposure analysis to validate accuracy and effectiveness of rules.
- Assist in breach investigations and impact analysis and contribute to drafting of appropriate reporting to Group and divisional board and senior management
- Assist in the end-to-end process of portfolio onboarding including portfolio and custody setup, broker and external manager onboarding and KYC activities.
- Maintain appropriate documentation of investment compliance and portfolio onboarding procedures and followed required processes and controls
REQUIREMENT SUMMARY
Min:N/AMax:5.0 year(s)
Financial Services
Accounts / Finance / Tax / CS / Audit
Finance
Graduate
Proficient
1
Sydney NSW, Australia