Senior Audit Manager, Executive Director - Financial Crimes

at  Wells Fargo

PAY RANGE

Reflected is the base pay range offered for this position. Pay may vary depending on factors including but not limited to achievements, skills, experience, or work location. The range listed is just one component of the compensation package offered to candidates.
$144,400.00 - $300,000.00

APPLICANTS WITH DISABILITIES

To request a medical accommodation during the application or interview process, visit Disability Inclusion at Wells Fargo .

WELLS FARGO RECRUITMENT AND HIRING REQUIREMENTS:

a. Third-Party recordings are prohibited unless authorized by Wells Fargo.
b. Wells Fargo requires you to directly represent your own experiences during the recruiting and hiring process

Required Qualifications, US:

• 6+ years of Audit, Risk experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
• 3+ years of management experienc

Desired Qualifications:

• A BS/BA degree or higher
• Solid knowledge and understanding of audit methodologies and supporting tools
• Strong understanding of financial regulatory environment
• Certification in one or more of the following: CPA, CAMS, CRCM, CIA, CISA or Commissioned Bank Examiner designation
• Experience at a financial institution or accounting firm
• Financial crimes experience, specifically within Transaction Monitoring and Financial Crimes Investigations
• Experience with Issue Validation and Remediation
• Experience with innovation, data analytics, automation, or continuous auditing
• Previous experience engaging, collaborating, and influencing with senior leaders and line of business staff
• Virtual leadership experience with ability to effectively drive results, provide feedback/direction, and manage and build relationships with leaders and team members in a geographically dispersed team environment
• Ability to interact with Audit management and team members, business partners and regulators successfully
• Experience developing people and building the talent pipeline in a growing and changing environment
• Specific knowledge and experience performing and managing Audit testing of KYC/CDD/EDD control

Wells Fargo is seeking a Senior Audit Manager on the Financial Crimes Audit Team. The Financial Crimes Audit Team (FiCAT) performs horizontal audit coverage of financial crimes risk across Wells Fargo lines of business. FiCAT performs independent testing for the Bank Secrecy Act, OFAC and Anti-Money Laundering compliance. This Senior Audit Manager will specifically manage the Transaction Monitoring and Financial Crimes Investigations portfolio(s) within FiCAT.

In this role you will:

• Manage a team of audit staff responsible for a defined segment of the Audit Plan
• Responsible for resource management and assisting broader team in overall audit plan completion
• Assess associated risks and controls and complete engagements within their segment of the audit plan
• Plan and organize work in an annual cycle, not just project cycle
• Ensure audit engagements are risk-based, and executed according to Internal Audit policies and guidance
• Build and maintain a proficient team of auditors
• Provide timely feedback, coaching and monitoring of development plans
• Develop and maintain excellent business relationships with leadership and other stakeholders, such as regulatory agencies
• Manage allocation of people and financial resources for Audit
• Develop and guide a culture of talent development to meet business objectives and strategy

Required Qualifications, US:

• 6+ years of Audit, Risk experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
• 3+ years of management experience

Desired Qualifications:

• A BS/BA degree or higher
• Solid knowledge and understanding of audit methodologies and supporting tools
• Strong understanding of financial regulatory environment
• Certification in one or more of the following: CPA, CAMS, CRCM, CIA, CISA or Commissioned Bank Examiner designation
• Experience at a financial institution or accounting firm
• Financial crimes experience, specifically within Transaction Monitoring and Financial Crimes Investigations
• Experience with Issue Validation and Remediation
• Experience with innovation, data analytics, automation, or continuous auditing
• Previous experience engaging, collaborating, and influencing with senior leaders and line of business staff
• Virtual leadership experience with ability to effectively drive results, provide feedback/direction, and manage and build relationships with leaders and team members in a geographically dispersed team environment
• Ability to interact with Audit management and team members, business partners and regulators successfully
• Experience developing people and building the talent pipeline in a growing and changing environment
• Specific knowledge and experience performing and managing Audit testing of KYC/CDD/EDD controls

Job Expectations:

• Ability to travel up to 20% of the time
• This position is not eligible for Visa sponsorship