Senior Audit Manager, Internal Audit Quality Control (263)

at  TD Bank

JOB DESCRIPTION :

The Audit Division Quality Control professionals are responsible for the execution of Quality Control reviews to assess Internal Audit’s compliance with established standards and procedures . The Senior Manager, Quality Control will execute Quality Control reviews and act as a subject matter expert in own area of expertise.

• Execute Quality Control reviews and provides feedback to Audit Teams on compliance with standards and procedures.
• Performs tracking and follow-up of recommendations.
• Assist the Audit Division in identifying and remediating opportunities identified.
• Act as Strategic Advisor to leadership team on areas for focus related to execution quality, assist with recognizing and anticipating emerging trends and; identifying operational efficiencies
• Highly specialized audit expert with in-depth knowledge to manage Quality Control testing for designated businesses/functional areas.

JOB REQUIREMENTS :

• Undergraduate degree or relevant professional certifications, accounting designations, or equivalent education required (CIA a strong asset)
• 10+ years of relevant experience (Audit, Global Compliance, Risk)
• Advanced knowledge of audit standards, procedures, laws, rules and regulations
• Advanced knowledge of risk management environment, standards, regulations and mitigation
• Knowledge of current and emerging trends
• Skilled in mentoring, coaching and performance management
• Skilled in using computer applications including MS Office
• Advanced ability to lead, plan, implement and evaluate program/project activities to ensure completion of Quality Control activities
• Ability to communicate effectively in both oral and written form
• Ability to work collaboratively and build relationships across teams and functions
• Ability to work successfully as a member of a team and independently
• Ability to exercise sound judgement in making decisions
• Ability to analyze, organize and prioritize work while meeting multiple deadlines
• Ability to contribute to strategic direction of the audit function and provide advice to senior leadership

WHO WE ARE:

TD is one of the world’s leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we deliver legendary customer experiences to over 27 million households and businesses in Canada, the United States and around the world. More than 95,000 TD colleagues bring their skills, talent, and creativity to the Bank, those we serve, and the economies we support. We are guided by our vision to Be the Better Bank and our purpose to enrich the lives of our customers, communities and colleagues.
TD is deeply committed to being a leader in customer experience, that is why we believe that all colleagues, no matter where they work, are customer facing. As we build our business and deliver on our strategy, we are innovating to enhance the customer experience and build capabilities to shape the future of banking. Whether you’ve got years of banking experience or are just starting your career in financial services, we can help you realize your potential. Through regular leadership and development conversations to mentorship and training programs, we’re here to support you towards your goals. As an organization, we keep growing – and so will you.

• Execute Quality Control reviews and provides feedback to Audit Teams on compliance with standards and procedures.
• Performs tracking and follow-up of recommendations.
• Assist the Audit Division in identifying and remediating opportunities identified.
• Act as Strategic Advisor to leadership team on areas for focus related to execution quality, assist with recognizing and anticipating emerging trends and; identifying operational efficiencies
• Highly specialized audit expert with in-depth knowledge to manage Quality Control testing for designated businesses/functional areas