Senior Compliance Analyst (2017)

at  TD Bank

KEY ACCOUNTABILITIES

• Develop in-depth knowledge of regulations pertaining to the Credit Cards business; have a detailed knowledge of processes/upcoming projects and initiatives for that business area; and have a deep knowledge of regulations mapped to the business area. Where necessary provide support to other product areas within Compliance
• Facilitate the periodic Compliance risk and self-assessment activities for designated business using TD’s ERCMF
• Interact with control functions within the organization, and provide effective challenge on controls mapped to regulatory requirements
• Work with business management, and with internal and external business partners (e.g., Internal Audit, external consultants) to respond to regulatory requests, findings, audits and/or examinations
• Keep abreast of emerging issues, trends, and evolving regulatory requirements in the Compliance industry and assess potential impacts
• Coordinate with other Compliance partners and business governance and control partners to promote consistency in the application of Compliance programs and standards across the enterprise
• Support in determining risk exposure, mitigation, and controls for new products, marketing campaigns, and expansion of existing programs
• Support the business lines with compliance/risk controls and periodically evaluates risk mitigation efforts to make adjustments as risk/department influences change
• Protect the interests of the organization – identify and manage risks, and promote the prompt and thorough resolution of escalated non-standard, high risk issues

JOB REQUIREMENTS/SKILLS

• Superior organizational skills
• Excellent written and oral communication skills
• Strong interpersonal skills with the ability to effectively interact and communicate at all levels of the organization
• Advanced MS Office skills preferred
• Ability to operate in an evolving, sometimes ambiguous environment
• Ability to understand regulatory requirements
• Ability to work in a fast-paced environment, delivering on priorities under tight deadlines
• Strong critical thinking and problem-solving skills

EXPERIENCE & EDUCATION

• Undergraduate degree
• Relevant professional designations and/or certifications as required
• 5+ years relevant experience

WHO WE ARE:

TD is one of the world’s leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we deliver legendary customer experiences to over 27 million households and businesses in Canada, the United States and around the world. More than 95,000 TD colleagues bring their skills, talent, and creativity to the Bank, those we serve, and the economies we support. We are guided by our vision to Be the Better Bank and our purpose to enrich the lives of our customers, communities and colleagues.
TD is deeply committed to being a leader in customer experience, that is why we believe that all colleagues, no matter where they work, are customer facing. As we build our business and deliver on our strategy, we are innovating to enhance the customer experience and build capabilities to shape the future of banking. Whether you’ve got years of banking experience or are just starting your career in financial services, we can help you realize your potential. Through regular leadership and development conversations to mentorship and training programs, we’re here to support you towards your goals. As an organization, we keep growing – and so will you.

Please refer the Job description for details