Senior Compliance Associate/Manager

at  Venture Search

We are currently partnering with a leading firm that specializes in providing comprehensive services to the financial services sector, in the search for a Senior Compliance Associate/Manager to join the team.

POSITION SUMMARY:

This individual will play an essential role in helping clients navigate the complex regulatory landscape with assurance. The firm brings together extensive experience, specialized expertise, and a global presence to ensure that clients have the support they need to succeed in an ever-changing regulatory environment.

REQUIREMENTS:

• A minimum of 3 years of experience in Compliance, AML, or within a regulatory agency.
• Strong familiarity with compliance, AML, and risk management, with the ability to work independently and develop policies and practices across an organization.
• Must hold an internationally recognized degree or professional qualification.
• Willingness to pursue and obtain an AML or Compliance certification within three months of joining.
• Ability to manage client relationships effectively, ensuring clear communication and the setting of realistic expectations.
• Excellent organizational skills with the ability to manage multiple tasks and meet deadlines consistently.
• A proactive approach to staying informed about the latest regulatory changes and best practices within the industry.
• Strong written and verbal communication skills, with the ability to draft and present proposals, reports, and client correspondence.
• A keen attention to detail with the ability to review and analyze compliance data effectively.
  This position offers a rewarding opportunity for a professional looking to expand their career in a fast-paced, global environment.
  To apply, please submit your CV and cover letter outlining your relevant experience.
  Please note that due to the high volume of applications, only shortlisted candidates will be contacted.

• Daily support to clients and internal teams with the execution of AML and compliance-related tasks.
• Take responsibility for client onboarding and KYC procedures.
• Act as the primary liaison with regulators, ensuring all regulatory returns and notifications are submitted promptly.
• Assist in the development and implementation of compliance monitoring programs, conducting reviews to ensure adherence to regulatory and internal standards.
• Provide guidance on compliance, AML, and corporate governance topics through training and consultations.
• Take on the role of Compliance Officer/MLRO, and potentially Risk Officer, in certain client engagements.
• Maintain accurate and up-to-date client records and ensure compliance with internal management targets, including regular timesheet submissions.
• Handle internal and external suspicious activity reports, collaborating with regulators and financial intelligence units where necessary.
• Contribute to the firm’s visibility by participating in industry events and producing relevant content for promotional purposes.
• Collaborate with senior staff to identify, investigate, and address compliance risk management issues, preparing reports and correspondence as needed.
• Ensure ongoing professional development by staying current with regulatory changes and industry best practices.
• Provide support for outsourcing, project work, and authorizations across various jurisdictions such as ADGM, DIFC, and onshore markets.
• Assist with the creation of proposals and engagement letters for potential clients.