Senior Compliance Officer

at  BMO Financial Group

100 King Street West Toronto Ontario,M5X 1A1
Become a part of our Legal, Regulatory Compliance and Procurement group, a central governance unit within Wealth Management Compliance team that plays a pivotal role in ensuring our wealth management compliance operations adhere to the highest standards of regulatory compliance. Our team collaborates with multiple compliance teams across various wealth management lines of business, including InvestorLine and Nesbitt Burns, supporting the regulatory compliance processes.
As a Senior Compliance Officer, you will step into a dynamic and influential position that demands expertise in regulatory change management and compliance reporting. You will collaborate closely with other senior compliance officers to manage and enhance our regulatory compliance program.

Key Responsibilities:

• Regulatory Change Management: Stay abreast of applicable Canadian wealth management regulations and ensure our operations comply with these standards.
• Compliance Reporting: Develop and present detailed reports on the state of our compliance program to senior leadership, utilizing your strong report-writing and presentation skills.
• Stakeholder Management: Build and maintain strong relationships with various stakeholders, including senior management, to ensure seamless compliance operations.
• Data Analysis: Work with large datasets, using analytical tools to extract insights and inform decision-making processes.

Desired Skills and Experience:

• Proven experience in compliance, particularly within wealth management.
• Strong report-writing and presentation skills.
• Ability to manage relationships with senior leadership and various stakeholders.
• Experience with securities regulations, and dealing with dealer firms.
• Proficiency in Power BI, Excel, and GRCE is a plus.
• An analytical mindset with a keen eye for detail and a willingness to learn and adapt.

This position is located in Toronto and offers a hybrid work arrangement with at least 2 days per week designated for in-office collaboration (with Wednesday as the anchor day), while other days remote.

• Regulatory Change Management: Stay abreast of applicable Canadian wealth management regulations and ensure our operations comply with these standards.
• Compliance Reporting: Develop and present detailed reports on the state of our compliance program to senior leadership, utilizing your strong report-writing and presentation skills.
• Stakeholder Management: Build and maintain strong relationships with various stakeholders, including senior management, to ensure seamless compliance operations.
• Data Analysis: Work with large datasets, using analytical tools to extract insights and inform decision-making processes