Senior Control Management Specialist

at  Wells Fargo

ABOUT WELLS FARGO INDIA & PHILIPPINES

Wells Fargo India & Philippines is a critical component of Wells Fargo’s strategy to leverage distinct advantages in doing business in a global environment. Wells Fargo India & Philippines is primarily an extension of the technology, operations, and corporate support teams of Wells Fargo. It engages in application development and support, testing, other technology functions, international operations, knowledge support, and middle and back-end banking process solutions for a wide spectrum of Wells Fargo’s needs. It currently has offices in Bengaluru, Chennai, Hyderabad, and Manila.

APPLICANTS WITH DISABILITIES

To request a medical accommodation during the application or interview process, visit Disability Inclusion at Wells Fargo .

WELLS FARGO RECRUITMENT AND HIRING REQUIREMENTS:

a. Third-Party recordings are prohibited unless authorized by Wells Fargo.
b. Wells Fargo requires you to directly represent your own experiences during the recruiting and hiring process

Required Qualifications:

• 4+ years of Risk Management or Control Management experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, educatio

Desired Qualifications:

• Candidate must be a graduate of a bachelor’s degree or higher.
• Candidate must have at least 6 - 8 years of relevant experience in risk and controls (RCSA, Issue Management, Audit, etc.).
• Experience working with risk management framework in Wealth Management, Asset Management and or securities industry is an advantage.
• Candidate must be amenable to work on a late mid shift (5PM - 2AM). Must also be amenable to work in both McKinley Hill & Five Neo, BGC office.
• Excellent technical, analytical and, communication skills. Must be effective with both individual contributors and senior management
• Dedicated, enthusiastic, driven and performance-oriented; possesses a strong work ethic and results orientation
• Ability to effectively and constructively lead change in an organization
• Meaningful knowledge across enterprise risk management framework, including: risk identification, risk appetite and strategy, risk-related decisions, processes and controls, risk analytics and governance
• Understanding of best-practice risk management techniques across financial services industry
• Knowledge of relevant financial regulations and understanding of how they are implemented, managed and enforce

Wells Fargo is seeking a Senior Control Management Specialist who will be part of our Control Program Management team for our Wealth and Investment Management group.

In this role, you will:

• Participate in identifying, assessing, managing, and mitigating current and emerging risk exposures within Control Management functional area
• Provide risk management consulting to support the business in designing and implementing risk mitigation strategies, business processes, and business controls
• Monitor moderately complex business specific programs and provide risk management consulting to support the business in designing and implementing risk mitigation strategies
• Monitor, measure, evaluate, and report on the impact of decisions and controls to the relevant business group or functional area
• Provide guidance to business groups on the development, implementation, and monitoring of business specific programs to identify, assess, and mitigate risk
• Collaborate with relevant business group to identify current and emerging risks associated with business activities and operations

Required Qualifications:

• 4+ years of Risk Management or Control Management experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education

Desired Qualifications:

• Candidate must be a graduate of a bachelor’s degree or higher.
• Candidate must have at least 6 - 8 years of relevant experience in risk and controls (RCSA, Issue Management, Audit, etc.).
• Experience working with risk management framework in Wealth Management, Asset Management and or securities industry is an advantage.
• Candidate must be amenable to work on a late mid shift (5PM - 2AM). Must also be amenable to work in both McKinley Hill & Five Neo, BGC office.
• Excellent technical, analytical and, communication skills. Must be effective with both individual contributors and senior management
• Dedicated, enthusiastic, driven and performance-oriented; possesses a strong work ethic and results orientation
• Ability to effectively and constructively lead change in an organization
• Meaningful knowledge across enterprise risk management framework, including: risk identification, risk appetite and strategy, risk-related decisions, processes and controls, risk analytics and governance
• Understanding of best-practice risk management techniques across financial services industry
• Knowledge of relevant financial regulations and understanding of how they are implemented, managed and enforced

Job Expectations:

• Strong interpersonal, influencing, and communications skills with an ability to interact effectively with stakeholders and regulators, to include virtual, matrixed leadership experience and the ability to effectively manage and build relationships within the business and enterprise Risk function
• Demonstrated leadership ability that embodies the Wells Fargo Vision and Values and leadership competencies
• Ethical integrity and demonstrated ability to assess and determine when to raise concerns and escalate
• Proven ability to build and lead high performing control risk management organization in a matrixed environment, ensure proper staffing and expertise exists and can coach and enable others in risk management and risk ownership
• Strong analytical ability used to identify risks and confidently raise issues, escalate early and engage in constructive credible challenge and will do so independently when necessary
• Proven ability to proactively manage and resolve conflict and effectively defend decisions with objective rationale
• High proficiency in Microsoft products (Excel, PowerPoint, Word