Senior Manager, Financial Crime Risk Oversight (1963)

at  TD Bank

JOB ACCOUNTABILITIES

• The Senior Manager models strong ethics, integrity, and leadership to promote a positive work environment that fosters collaboration, innovation, and synergies;
• Provide marked support to the AML, TDS Governance and Enablement and Regional AML Officers in the drafting, oversight and management of effective AML/ATF Policies, Standards and Guidelines applicable to the regions where TD Securities operates (i.e., North America, Europe and Asia Pacific);
• Identify opportunities for alignment of AML/ATF processes across regions where TD Securities operates (i.e., North America, Europe and Asia Pacific);
• Collaborate with the AML Advisory Teams Globally to review and assess the impact of updates to the Enterprise AML/ABAC/Sanctions Program Documents, as it relates to TD Securities;
• Lead the coordination of input from the AML Advisory Teams Globally on matters related to AML/ATF Standards, Guidelines, Frameworks etc.,
• Develop and streamline risk-management decisions across regions where TD Securities operations (i.e., North America, Europe and Asia Pacific);
• Support the Regional AML Officers in assessing changes to AML/ATF Laws, Rules and Regulations to ensure AML/ATF Policies, Standards and Guidelines remain current/updated in a timely manner;
• Work closely with the PTG Team to identify, assess and communicate changes to AML/ATF Laws, Rules, Regulations and Regulatory Guidelines applicable to Canada;
• Develop and deliver specialized AML/ATF training to TD Securities Business Units in Canada and globally, where required;
• Support the PTG Team in the review and development of training content for the annual AML/ATF/ABAC/Sanctions awareness course;
• Provide guidance, advice and oversight of the 1st Line of Defense AML/ATF procedures (e.g., review decentralize processes);
• Collaborate closely with the AML Advisory Team Toronto to provide guidance and support to TD Securities Business Units in Canada;
• Remain apprised of ML/TF trends, new and evolving typologies, relevant regulations and compliance standards;
• Collaborate closely with AML Advisory teams within TD Securities with regard to AML/ATF process changes;
• Identify AML/ATF risk and compliance issues and report on, monitor and provide timely on updates on these issues using TD’s Issues Management Information System; and,
• Broader work or accountabilities may be assigned as needed (e.g., AML/ATF projects)

JOB REQUIREMENTS:

• Undergraduate degree
• 8+ years of relevant experience
• Deep subject matter knowledge of AML/ATF requirements relating to Wholesale Banking Business Segments as appropriate, and several years of prior AML/ATF experience.
• Strong organizational and/or industry knowledge with a proven ability to work effectively in a cross-functional, complex and often ambiguous environment.
• Strong leadership skills and ability to lead and influence change.
• Ability to work effectively in an extremely fast paced and evolving environment.
• Strong collaborative skills and experience partnering with business units.
• Highly organized and well developed skills in negotiating and influencing with the ability to deal with conflicting points of view and to effect creative and responsive solutions.
• Exceptional writing skills with the ability to draft superior quality reports, policies, manuals, procedures, and business correspondence for an executive level audience.
• Effective presentation and communication skills, in particular with respect to delivering content effectively to executives and regulators.
• Ability to work independently, apply critical and strategic thinking to issues, make timely decisions, and manage deadlines while multi-tasking amongst different projects and priorities.
• Exceptional interpersonal skills, relationship building skills, and superior judgment.
• Strong problem solving skills and the ability to proactively identify issues and recommend solutions.
• Proficiency with Microsoft Word, Excel, and PowerPoint.

Please refer the Job description for details