Surveillance Analyst

at  Nasdaq

Monitors real-time trading and reviews account transactions to ensure appropriateness. Reviews all aspects of orders, quotations and transactions, typically having a specific focus on potential market manipulation, transaction appropriateness, and rule compliance.

• Completes basic surveillance of real time trading and post trade analysis.
• Performs basic, preliminary surveillance of trading in specified company products, and specific order types.
• Completes basic interventions in trading, e.g. trade breaks and suspensions, with guidance and oversight by supervisor.
• Assists with monitoring markets to detect anomalies, review electronically generated alerts, and address market participant inquires.
• Helps keep the markets fair, orderly, and efficient through implementation of a comprehensive web of regulatory surveillance scrutiny and action.
• Expertise with Microsoft Excel, proficiency with Word and PowerPoint
• Excellent oral and written communication skills
• Excellent conflict management and customer service skills
• Education Required: Degree in Business/Finance or related discipline, or equivalent work experience
• Experience Required: At least 1 year

Come as You Are
Nasdaq is an equal opportunity employer. We positively encourage applications from suitably qualified and eligible candidates regardless of age, color, disability, national origin, ancestry, race, religion, gender, sexual orientation, gender identity and/or expression, veteran status, genetic information, or any other status protected by applicable law.
We will ensure that individuals with disabilities are provided reasonable accommodation to participate in the job application or interview process, to perform essential job functions, and to receive other benefits and privileges of employment. Please contact us to request an accommodation.
What We Offer
We’re proud to offer a competitive rewards package that is meaningful, recognizes the unique needs of our employees and their families and incentivizes employees for their contribution to Nasdaq’s overall success.
In addition to base salary, Nasdaq offers significant other compensation (annual bonus/commissions and equity), benefits, and opportunity for growth. Exact compensation may vary based on several job-related factors that are unique to each candidate, including but not limited to: skill set, experience, education/training, business needs and market demands.

Nasdaq’s programs and rewards are intended to allow our employees to:

• Secure Wealth: 401(k) program with 6% employer match, Employee Stock Purchase Program with 15% discount, Student loan repayment program up to $10k, Company paid life and disability plans, Generous paid time off
• Prioritize Health: Comprehensive medical, dental and vision coverage, Health spending account with employer contribution, Paid flex days to support mental wellbeing, Gym membership discounts
• Care for Family: Hybrid home/office schedule (for most positions), Paid parental leave, Fertility benefits, Paid bereavement leave
• Connect with Community: Company gift matching program, Employee resource groups, Paid volunteer days
• Grow Career: Education Assistance Program, Robust job skills training and Professional development opportunities

For more information, visit
Nasdaq Benefits & Rewards Career page

Please refer the Job description for details