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Jobs Search
Start Date
Immediate
Expiry Date
04 Dec, 25
Salary
225000.0
Posted On
05 Sep, 25
Experience
3 year(s) or above
Remote Job
Yes
Telecommute
Yes
Sponsor Visa
No
Skills
Federal Reserve, Broker Dealer, Reporting, Finra, Validation
Industry
Financial Services
SUMMARY
Head of Control and Reconciliation Operations for Capital Markets is responsible for the day to day operations of the Capital Markets Back office Control and Recon unit. Individual must have strong management experience, Series 27 License and multiple years of Capital Markets experience. This individual must have experience facing off with FINRA regulators.
Experienced senior Operation Control professional (FINRA 27 Financial and Operations Principal):
How To Apply:
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SPECIAL ROLE REQUIREMENTS