Analyst, Trade & Transaction Reporting Services
at MUFG Securities EMEA plc
London EC2Y, England, United Kingdom -
Start Date | Expiry Date | Salary | Posted On | Experience | Skills | Telecommute | Sponsor Visa |
---|---|---|---|---|---|---|---|
Immediate | 13 Sep, 2024 | Not Specified | 15 Jun, 2024 | N/A | Good communication skills | No | No |
Required Visa Status:
Citizen | GC |
US Citizen | Student Visa |
H1B | CPT |
OPT | H4 Spouse of H1B |
GC Green Card |
Employment Type:
Full Time | Part Time |
Permanent | Independent - 1099 |
Contract – W2 | C2H Independent |
C2H W2 | Contract – Corp 2 Corp |
Contract to Hire – Corp 2 Corp |
Description:
DO YOU WANT YOUR VOICE HEARD AND YOUR ACTIONS TO COUNT?
Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 7th largest financial group in the world. Across the globe, we’re 160,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world.
With a vision to be the world’s most trusted financial group, it’s part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. This means investing in talent, technologies, and tools that empower you to own your career.
Join MUFG, where being inspired is expected and making a meaningful impact is rewarded.
How To Apply:
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Responsibilities:
MAIN PURPOSE AND ACCOUNTABILITY OF THE ROLE
Specifically, you have accountability for the following named departments, this includes:
- Operations Regulatory Reporting / Trade & Transaction Reporting Services
ROLES, SCOPE AND REPORTING STRUCTURE
Authority from, and Reporting to:
- Head of Team 2, (CFTC/CSA/ASIC/HKMA) Trade & Transaction Reporting Services
KEY RESPONSIBILITIES
Specifically, you will be accountable and responsible for taking appropriate action with respect to the Company’s and Operations, including:
MAIN PURPOSE OF THE ROLE
- EMIR Pairing & Matching
- Daily Monitoring of Transaction Reporting flows across multiple regimes (MiFID II / EMIR / CFTC/ SBSD/ CSA /HKMA/ASIC/Front Office supervision)
- Daily Resolution of rejections and failures including raising change requests for systems
- Reconciliations between source systems and TR / ARM
- Production of MIS and Dashboard Reporting
- Maintaining issues logs
- Reporting of potential regulatory breeches
- Oversight of outsourced tasks
- Actively in Engage in Regulatory Reporting Projects and remediation plans
- Perform control functions and support the supply of Management information for formal committees
- Ensure completion of daily controls to minimize Operation Risk
Under the scope of Trade & Transaction reporting across various regulatory reporting regimes, the scope of the role includes:
- Trade & Transaction Reporting Services (T & TRS) sits within the Operations Regulatory Reporting pillar within Operations
You are responsible for:
- Secondary support for EMIR Pairing & Matching.
- Secondary support for intra-day monitoring of all supported regulatory regimes.
- Secondary support for full investigation of rejected submissions.
- Secondary support for daily reconciliation of transactions reported.
- Secondary support for Transaction Reporting MI & Reporting
REQUIREMENT SUMMARY
Min:N/AMax:5.0 year(s)
Financial Services
Accounts / Finance / Tax / CS / Audit
Finance
Graduate
Proficient
1
London EC2Y, United Kingdom