ASSISTANT COMPLIANCE MANAGER/COMPLIANCE MANAGER

at  AYASA GLOBO FINANCIAL SERVICES PTE LTD

AYASA Globo Financial Services is a “one-stop” platform which provides comprehensive and total solutions to hedge funds, private equities, family offices and financial institutions. We are also a pioneer in crypto fund setup and administration with actual hands-on experience. To cope with the operation expansion in Singapore, we are seeking a high calibre professional to join our Singapore Fund Accounting Team.

JOB REQUIREMENTS:

• At least 3 years’ experience in AML/KYC/regulatory compliance
• Ability to perform / enhance the work flow of KYC review, including AML / sanction risk assessment, CDD documentation check, name screening, FATCA/CRS etc.
• Fluent in written and spoken English and Mandarin
• Attention to detail and good time management
• Excellent in communications and interpersonal skills
• Ability to work independently, meticulous, dedicated and self-motivated with good manners

Benefits:

• 5 Days Work
• Banking Holidays
• Discretionary Bonus

We are looking forward to meeting you!
“All applications will be treated in strict confidence. Personal data provided in the applications will only be used for recruitment-related purposes. All information on non-shortlisted applicants will be destroyed after 6 months.

• Handle the enquiry from the customer regarding regulatory and AML/CFT compliance.
• Liaise with MAS on compliance matters (e.g. license application for the clients)
• Ensure prompt and accurate compliance relevant regulatory reporting submissions to MAS
• Provide advice in the development and implementation of policy, governance and regulatory standards and frameworks.
• Responsible for general oversight of compliance and Anti-Money Laundering / Counter Financing of Terrorism (AML/CFT).
• Supervise teams in the review of suspicious transactions, EDD and CDD procedure to ensure all alert areas are functioning effectively, and take corrective measures as required.
• Ensure high-risk areas (products, services, customers, and geographic locations) are identified for mitigation and controls; periodic updates provided on the institution’s risk profile; and an adequate AML compliance program is tailored to manage risks within acceptable risk parameters.
• Organize compliance training sessions for employees to enhance awareness and understanding of compliance requirements.
• Ensure staff actively monitor regulatory developments, trends in the market, sanctions regulations etc and develop or update policies and procedures to ensure adherence and compliance with the laws and regulations