Associate/ Senior Associate (Regulatory Compliance, Financial Services)

at  EY

EY is the most globally integrated professional services organization which encompasses a separate business unit dedicated exclusively to the financial services marketplace. Join Financial Services (FSO) and you will work with multi-disciplinary teams from around the world to deliver a global market perspective. Aligned to key industry groups including banking and capital markets, asset management, insurance and private equity, we provide integrated assurance, advisory, tax, and transaction services to our clients.
Upon embarking on a journey with us, you will experience professional development through exposure to an array of diverse experiences, world-class learning and individual tailored coaching. This, is how we develop outstanding leaders who endeavour to deliver on our promises to all our stakeholders, and in so doing, play a critical role in building a better working world for our people, our clients and our communities. Sounds interesting? Well this is just the beginning. Whenever you join, however long you stay, the exceptional EY experience will last a lifetime.

SKILLS AND ATTRIBUTES FOR SUCCESS

• Knowledge of MAS Regulations such as Banking Act / Securities and Futures Act
• Excellent communication and interpersonal skills to lead a team in compliance reviews in close liaison with the engagement managers
• Strong analytical skills with a good eye for details
• Able to work under pressure and tight deadlines

YOUR KEY RESPONSIBILITIES

You will be working together with the manager, plan, lead and execute compliance review for financial institutions, focusing on regulatory risk and reporting for Banks, Capital Market Services Licensees and other financial institutions. You will perform regulatory related fieldwork and review of documentation to provide quality control over compliance reviews. You will also make recommendations to improve policies, procedures and processes.

TO QUALIFY FOR THE ROLE, YOU MUST HAVE

• Degree in Accountancy, Finance or related discipline
• Minimum 3 years in in regulatory reporting or compliance experience, especially in banks or capital market services licensees
• Strong knowledge in banking operations and banking products and services will be an advantage