Audit Manager, Executive Director - Capital Management

at  Wells Fargo

APPLICANTS WITH DISABILITIES

To request a medical accommodation during the application or interview process, visit Disability Inclusion at Wells Fargo .

Required Qualifications, US:

• 7+ years of Audit or Risk experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, educatio

Desired Qualifications:

• Comprehensive knowledge and understanding of the supervisory guidance and regulatory requirements as they relate to the areas of capital planning, Basel, stress testing (CCAR/DFAST), and other capital management activities.
• Subject matter experience in one of the following areas: Counterparty, Market Risk and/or Capital adequacy.
• Supervisory expectations for capital planning, SR 15-18
• Excellent communication and written skills
• Good working knowledge of Excel and working with formulas & macros
• Analytical skills to think critically, analyze data, solve problems and make decisions. Effectively collaborate with team members.
• Audit experience at a large financial institution or auditing company
• Certification in one or more of the following: CPA, CIA, CISA, CRCM, CFA
• Project Management skills
• Excellent verbal, written, and communication skills

Wells Fargo is seeking an Audit Manager, Executive Director on the Capital Audit Team which focuses on oversight of capital management and compliance with supervisory guidance and internal policy. The audit team provides assurance on the control environment and provide credible challenge to business partners regarding the effectiveness of the control environment, business trends, issues, and operating and regulatory environment changes related to capital planning, stress testing and regulatory capital requirements.

In this role, you will:

• Lead a team of audit staff to resolve highly complex and unique challenges requiring in depth evaluation across multiple areas or the enterprise, delivering solutions that are long term
• Manage defined audits within one or more segments of the Audit Plan
• Ensure audit engagements are risk based, and executed according to Wells Fargo Audit Services policies and guidance
• Assist in planning and organizing work in an annual cycle and project cycle
• Supervise and oversee assigned audits
• Provide timely feedback, coaching and monitoring of audit work and staff
• Develop and maintain solid business relationships within Wells Fargo Internal Audit and with teams across Wells Fargo, and other stakeholders
• Prepare presentations and written communications
• Lead multiple projects concurrently with in the deadlines with delivering good quality work.
• Demonstrate depth and breadth of knowledge and understanding across multiple businesses or develops knowledge in a critical subject matter area related to capital management.
• Demonstrate comprehensive knowledge and understanding of the financial, operational and regulatory environment across multiple businesses and develop excellent subject matter knowledge in critical areas of the business covered.
• Write clear and concise opinions reflecting relevant facts that lead to logical conclusions and supported with the supervisory guidance or internal policies.

Required Qualifications, US:

• 7+ years of Audit or Risk experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education

Desired Qualifications:

• Comprehensive knowledge and understanding of the supervisory guidance and regulatory requirements as they relate to the areas of capital planning, Basel, stress testing (CCAR/DFAST), and other capital management activities.
• Subject matter experience in one of the following areas: Counterparty, Market Risk and/or Capital adequacy.
• Supervisory expectations for capital planning, SR 15-18
• Excellent communication and written skills
• Good working knowledge of Excel and working with formulas & macros
• Analytical skills to think critically, analyze data, solve problems and make decisions. Effectively collaborate with team members.
• Audit experience at a large financial institution or auditing company
• Certification in one or more of the following: CPA, CIA, CISA, CRCM, CFA
• Project Management skills
• Excellent verbal, written, and communication skills.

Job Expectations:

• Ability to travel up to 10%